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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JAMES FREDERICK MILLER

Advisor at WEALTHCARE ADVISORY PARTNERS LLC

WEST CHESTER, PA | Charlottesville, VA

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Search this name across graphsid dfx:ria:4183a5d2-b87f-5b54-db51-7c8304daecda

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHCARE ADVISORY PARTNERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 28, 2000
First registration: Apr 2, 2002
Dual registered: yes, broker-dealer
Other names: JAMES MILLER
IAPD individual key: 4199592

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHCARE ADVISORY PARTNERS LLC	Bd affiliated wealth	Nov 1, 2017	n/a	yes	Charlottesville, VA\|WEST CHESTER, PA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Sep 8, 2010	no	NORFOLK, VA\|CHARLOTTESVILLE, VA\|CHARLOTTESVILLE, VA\|RICHMOND, VA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 13, 2003	Oct 23, 2009	no	RICHMOND, VA\|CHARLOTTESVILLE, VA	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 2, 2002	Jan 13, 2003	no	CHARLOTTESVILLE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WEALTHCARE ADVISORY PARTNERS LLC	Sep 8, 2010	Nov 1, 2017	2,611	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jan 13, 2003	Jan 13, 2003	0	Firm change	Other

Relationships

Registered with (4)

→ WEALTHCARE ADVISORY PARTNERS LLCRegistered adviserregistration: current employment
Nov 1, 2017 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Sep 8, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2003 to Oct 23, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 2, 2002 to Jan 13, 2003factForm ADV

Dated events

No dated event names this entity yet.