DFX Intelligence

F•••• J••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

F•••• J••••• M••••••

Advisor at R•• A•••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:41868ab8-e591-bab5-4bdc-1b1386a6778a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••	Independent wealth	Nov 20, 2018	n/a	yes	HOUSTON, TX	Current employment
R•• W••••• A•••••••• L••	Independent wealth	Aug 15, 2022	Jul 28, 2023	no	ROUND ROCK, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• A•••••••• L••	n/a	Jul 28, 2023	n/a	n/a	Departure no registered destination	Departure
F••••••••• F•••••••• M••••••••• G••••• L••	R•• A•••••••	Nov 27, 2018	Nov 20, 2018	-7

Team moves

••• Locked

Team	Left	Joined	From	Kind
141253:112296:CA:2016-05-04	May 4, 2016	Mar 29, 2016	SAN JOSE, CA	Firm change after gap

Relationships

Registered with (6)

→ R•• A•••••••Registered adviserregistration: current employment
Nov 20, 2018 to presentfactForm ADV
→ R•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2022 to Jul 28, 2023factForm ADV
→ F••••••••• F•••••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Mar 29, 2016 to Nov 27, 2018factForm ADV
→ C•••••• W••••• M•••••••••

Dated events

Occurred
Jul 28, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41868ab8-e591-bab5-4bdc-1b1386a6778a
First observed: Jul 18, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.