DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••• J••••• M••••••

R•• A•••••••independent RIAHouston, TxIA-onlyIAPD 4960685

Certified Financial Planner

Feed of 09/14/2026

At current firm

7 y

since Nov 20, 2018

In the industry

21 y

since Jul 15, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Financial Advisor, CFP®reportedriaadvisors.comfirm site, Sep 17, 2026
Designations: CFPreportedriaadvisors.comas printed on the bio page, Sep 17, 2026
Professional profile: riaadvisors.com/team/frank-marronereportedriaadvisors.comfirm site, Sep 17, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

R•• A••••••• independent RIA current
since Nov 20, 2018 · Houston, Tx
R•• W••••• A•••••••• L•• independent RIA
Aug 15, 2022 to Jul 28, 2023 · Round Rock, Tx
F••••••••• F•••••••• M••••••••• G••••• L•• former
Mar 29, 2016 to Nov 27, 2018 · Houston, Tx
C•••••• W••••• M••••••••• former
Jan 9, 2015 to May 4, 2016 · Houston, Tx
S•••••• S••••••••• BD affiliated
Mar 5, 2010 to Jan 9, 2015 · Houston, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 18, 2005 to Mar 16, 2010 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

R•• W••••• A•••••••• L•• to no registered destination
left Jul 28, 2023 · Departure, no registered destination
F••••••••• F•••••••• M••••••••• G••••• L•• to R•• A•••••••
left Nov 27, 2018, registered Nov 20, 2018 (-7 days) · RIA to RIA
C•••••• W••••• M••••••••• to F••••••••• F•••••••• M••••••••• G••••• L••
left May 4, 2016, registered Mar 29, 2016 (-36 days) · Other · moved with a team
S•••••• S••••••••• to C•••••• W••••• M•••••••••
left Jan 9, 2015, registered Jan 9, 2015 (0 days) · Other
A••••••••• F•••••••• S•••••••• L•• to S•••••• S•••••••••
left Mar 16, 2010, registered Mar 5, 2010 (-11 days) · Other

Signals

F•••• J••••• M•••••• no longer registered at R•• W••••• A•••••••• L••; no later IA registration on IAPD
Jul 28, 2023 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address