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Advisor at AMERICAN INDEPENDENT SECURITIES GROUP, LLC
EAGLE, ID | Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Independent wealth | May 1, 2025 | n/a | yes | EAGLE, ID|EAGLE, ID|Jacksonville, FL | Current employment |
| L.M. KOHN & COMPANY | Former SEC adviser | Sep 26, 2017 | Apr 30, 2025 | no | JACKSONVILLE, FL|Jacksonville, FL|CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 17, 2015 | Sep 19, 2017 | no | Jacksonville, FL|TAMPA, FL|Ponte Vedra Beach, FL | Previous registration |
| JHS CAPITAL ADVISORS, LLC | Former SEC adviser | Oct 8, 2010 | Aug 17, 2015 | no | TAMPA, FL|JACKSONVILLE, FL|TAMPA, FL|MIAMI, FL|TAMPA, FL | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Mar 11, 2008 | Sep 3, 2010 | no | JACKSONVILLE, FL|ST. AUGUSTINE, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 14, 2004 | Mar 11, 2008 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 18, 2001 | Apr 22, 2004 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L.M. KOHN & COMPANY | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Apr 30, 2025 | May 1, 2025 | 1 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | L.M. KOHN & COMPANY | Sep 19, 2017 | Sep 26, 2017 | 7 | Firm change | Other |
| JHS CAPITAL ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 17, 2015 | Aug 17, 2015 | 0 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | JHS CAPITAL ADVISORS, LLC | Sep 3, 2010 | Oct 8, 2010 | 35 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | UVEST FINANCIAL SERVICES GROUP, INC. | Mar 11, 2008 | Mar 11, 2008 | 0 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Apr 22, 2004 | Apr 14, 2004 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112097:6363:FL:2015-08-14 | Aug 17, 2015 | Aug 17, 2015 | TAMPA, FL | Firm change |