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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

CHRISTOPHER J MAURER

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Bellaire, TX

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Search this name across graphsid dfx:ria:41927a4b-7c25-6e71-2ecb-e44b8c1d29d4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 21, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Oct 12, 1989
First registration: Apr 21, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1919426

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 30, 2023	n/a	yes	Bellaire, TX\|AUSTIN, TX	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Nov 3, 2023	no	BELLAIRE, TX	Previous registration
THE AMERIFLEX GROUP	Bd affiliated wealth	Mar 6, 2020	Apr 20, 2020	no	Bellaire, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 18, 2013	Sep 1, 2023	no	SCOTTSDALE, AZ\|BELLAIRE, TX	Previous registration
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Former SEC adviser	Mar 17, 2010	Oct 10, 2013	no	BELLAIRE, TX	Previous registration
RIDGEBACK CAPITAL MANAGEMENT	Independent wealth	Apr 21, 1999	Apr 6, 2010	no	BELLAIRE, TX\|BELLAIRE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	KESTRA ADVISORY SERVICES, LLC	Nov 3, 2023	Oct 30, 2023	-4	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	THE AMERIFLEX GROUP	Sep 1, 2023	Mar 6, 2020	-1,274	Firm change after gap	Other
THE AMERIFLEX GROUP	OSAIC WEALTH, INC.	Apr 20, 2020	Sep 1, 2023	1,229	Firm change after gap	RIA to ibd
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	SAGEPOINT FINANCIAL, INC.	Oct 10, 2013	Sep 18, 2013	-22	Firm change	Other
RIDGEBACK CAPITAL MANAGEMENT	RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Apr 6, 2010	Mar 17, 2010	-20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:283330:TX:2023-11-01	Nov 3, 2023	Oct 30, 2023	BELLAIRE, TX	Firm change
133763:305585:TX:2023-09-01	Sep 1, 2023	Mar 6, 2020	BELLAIRE, TX	Firm change after gap

Relationships

Registered with (6)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Oct 30, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Nov 3, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 18, 2013 to Sep 1, 2023factForm ADV
→ THE AMERIFLEX GROUPRegistered adviserregistration: previous registration
Mar 6, 2020 to Apr 20, 2020factForm ADV
→ RESOURCE HORIZONS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Mar 17, 2010 to Oct 10, 2013factForm ADV
→ RIDGEBACK CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Apr 21, 1999 to Apr 6, 2010factForm ADV

Dated events

Occurred
Nov 3, 2023
Advisor changed firm
Christopher J Maurer left Osaic Wealth, Inc. for Kestra Advisory Services, Llc (registered 2023-10-30)
Form ADVobserved 6 days ago
Occurred
Sep 1, 2023
Advisor changed firm
Christopher J Maurer left Sagepoint Financial, Inc. for The Ameriflex Group (registered 2020-03-06)
Form ADVobserved 6 days ago