DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher J Maurer

Kestra Advisory Services, LLCBD affiliatedAustin, Tx dual registrantIAPD 1919426

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Oct 30, 2023

In the industry

36 y

since Oct 12, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Oct 30, 2023 · Bellaire, Tx
Osaic Wealth, Inc. BD affiliated
Sep 1, 2023 to Nov 3, 2023 · Bellaire, Tx
The Ameriflex Group BD affiliated
Mar 6, 2020 to Apr 20, 2020 · Bellaire, Tx
Sagepoint Financial, Inc. former
Sep 18, 2013 to Sep 1, 2023 · Scottsdale, Az
Resource Horizons Investment Advisory, Inc. former
Mar 17, 2010 to Oct 10, 2013 · Bellaire, Tx
Ridgeback Capital Management independent RIA
Apr 21, 1999 to Apr 6, 2010 · Bellaire, Tx

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to Kestra Advisory Services, LLC
left Nov 3, 2023, registered Oct 30, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Sagepoint Financial, Inc. to The Ameriflex Group
left Sep 1, 2023, registered Mar 6, 2020 (-1274 days) · Other · moved with a team
The Ameriflex Group to Osaic Wealth, Inc.
left Apr 20, 2020, registered Sep 1, 2023 (1229 days) · RIA to affiliated broker-dealer or bank
Resource Horizons Investment Advisory, Inc. to Sagepoint Financial, Inc.
left Oct 10, 2013, registered Sep 18, 2013 (-22 days) · Other
Ridgeback Capital Management to Resource Horizons Investment Advisory, Inc.
left Apr 6, 2010, registered Mar 17, 2010 (-20 days) · Other

Signals

Christopher J Maurer left Osaic Wealth, Inc. for Kestra Advisory Services, Llc (registered 2023-10-30)
Nov 3, 2023 · Advisor changed firm · fact
Christopher J Maurer left Sagepoint Financial, Inc. for The Ameriflex Group (registered 2020-03-06)
Sep 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address