DFX Intelligence

Data Factory

RIA / WealthAdvisor31 years in industry

FREDERICK PETER BAERENZ

Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83f72b35-681f-f18c-dd8f-1840c112e047

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F L PUTNAM INVESTMENT MANAGEMENT CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 13, 1995
First registration: Jul 13, 2004
Dual registered: no
Other names: FREDERICK PETER BAERENZ|FRED PETER BAERENZ
IAPD individual key: 2388453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F L PUTNAM INVESTMENT MANAGEMENT CO.	Independent wealth	Mar 7, 2025	n/a	yes	RESTON, VA	Current employment
AOG WEALTH MANAGEMENT	Former SEC adviser	May 3, 2013	Jun 30, 2025	no	RESTON, VA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Feb 28, 2012	May 2, 2013	no	GREENWOOD VILLAGE, CO\|GREAT FALLS, VA	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Feb 9, 2012	Feb 28, 2012	no	RENTON, WA	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Sep 9, 2004	Dec 23, 2011	no	GREAT FALLS, VA	Previous registration
H. BECK, INC.	Former SEC adviser	Jul 13, 2004	Sep 9, 2004	no	RESTON, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AOG WEALTH MANAGEMENT	F L PUTNAM INVESTMENT MANAGEMENT CO.	Jun 30, 2025	Mar 7, 2025	-115	Firm change after gap	Other
CETERA ADVISORS LLC	AOG WEALTH MANAGEMENT	May 2, 2013	May 3, 2013	1	Firm change	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	CETERA ADVISORS LLC	Feb 28, 2012	Feb 28, 2012	0	Bulk transfer	Other
H. BECK, INC.	PACIFIC WEST FINANCIAL CONSULTANTS INC	Sep 9, 2004	Sep 9, 2004	0	Firm change	Other

Relationships

Registered with (5)

→ F L PUTNAM INVESTMENT MANAGEMENT CO.Registered adviserregistration: current employment
Mar 7, 2025 to presentfactForm ADV
→ AOG WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 3, 2013 to Jun 30, 2025factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 28, 2012 to May 2, 2013factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Feb 9, 2012 to Feb 28, 2012factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jul 13, 2004 to Sep 9, 2004factForm ADV

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
Frederick Peter Baerenz left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-07)
Form ADVobserved 6 days ago