DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

David Michael Tiutczenko

Advisor at PRINCIPAL SECURITIES, INC.

WAUWATOSA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:419dd719-feab-9eaa-53bc-c756c96ad401

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 30, 2019
First registration: Jan 6, 2020
Dual registered: yes, broker-dealer
Other names: David MICHAEL Tiutczenko|David Tiutczenko
IAPD individual key: 5833353

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Sep 11, 2025	n/a	yes	WAUWATOSA, WI	Current employment
EAST VALLEY WEALTH LLC	State registered	Mar 10, 2025	Sep 19, 2025	no	BROOKFIELD, WI\|GILBERT, AZ	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 24, 2022	Feb 28, 2025	no	Milwaukee, WI	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Oct 30, 2020	Jul 29, 2022	no	Madison, WI\|BROOKFIELD, WI	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jan 6, 2020	Sep 15, 2020	no	MADISON, WI\|WAUKESHA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAST VALLEY WEALTH LLC	PRINCIPAL SECURITIES, INC.	Sep 19, 2025	Sep 11, 2025	-8	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	EAST VALLEY WEALTH LLC	Feb 28, 2025	Mar 10, 2025	10	Firm change	Other
AE WEALTH MANAGEMENT, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 29, 2022	Aug 24, 2022	26	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	AE WEALTH MANAGEMENT, LLC	Sep 15, 2020	Oct 30, 2020	45	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ EAST VALLEY WEALTH LLCRegistered adviserregistration: previous registration
Mar 10, 2025 to Sep 19, 2025factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Aug 24, 2022 to Feb 28, 2025factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 30, 2020 to Jul 29, 2022factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jan 6, 2020 to Sep 15, 2020factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
David Michael Tiutczenko left East Valley Wealth Llc for Principal Securities, Inc. (registered 2025-09-11)
Form ADVobserved 6 days ago
Occurred
Feb 28, 2025
Advisor changed firm
David Michael Tiutczenko left Northwestern Mutual Investment Services,Llc for East Valley Wealth Llc (registered 2025-03-10)
Form ADVobserved 6 days ago
Occurred
Jul 29, 2022
Advisor changed firm
David Michael Tiutczenko left Ae Wealth Management, Llc for Northwestern Mutual Investment Services,Llc (registered 2022-08-24)
Form ADVobserved 6 days ago