RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• T•••••••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Sep 11, 2025 · Wauwatosa, Wi
- E••• V••••• W••••• L•• state registeredMar 10, 2025 to Sep 19, 2025 · Brookfield, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 24, 2022 to Feb 28, 2025 · Milwaukee, Wi
- A• W••••• M••••••••• L•• BD affiliatedOct 30, 2020 to Jul 29, 2022 · Madison, Wi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 6, 2020 to Sep 15, 2020 · Madison, Wi
- E••• V••••• W••••• L•• to P•••••••• S••••••••• I•••left Sep 19, 2025, registered Sep 11, 2025 (-8 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to E••• V••••• W••••• L••left Feb 28, 2025, registered Mar 10, 2025 (10 days) · Other
- A• W••••• M••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jul 29, 2022, registered Aug 24, 2022 (26 days) · Other
- T••••••• I••••••••• M••••••••• I••• to A• W••••• M••••••••• L••left Sep 15, 2020, registered Oct 30, 2020 (45 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• M•••••• T••••••••• left E••• V••••• W••••• L•• for P•••••••• S••••••••• I••• (registered 2025-09-11)Sep 19, 2025 · Advisor changed firm · fact
- D•••• M•••••• T••••••••• left N••••••••• M••••• I••••••••• S••••••••• for E••• V••••• W••••• L•• (registered 2025-03-10)Feb 28, 2025 · Advisor changed firm · fact
- D•••• M•••••• T••••••••• left A• W••••• M••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-08-24)Jul 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address