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Advisor at COMMONWEALTH FINANCIAL NETWORK
Truckee, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 13, 2025 | n/a | yes | Truckee, CA | Current employment |
| Facet | Independent wealth | Feb 12, 2020 | May 28, 2021 | no | Truckee, CA|WEST PALM BEACH, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 11, 2016 | May 10, 2019 | no | Truckee, CA | Previous registration |
| ABACUS WEALTH PARTNERS | Independent wealth | Dec 23, 2015 | Jul 21, 2016 | no | Sebastopol, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 28, 2013 | Nov 5, 2015 | no | INCLINE VILLAGE, NV | Previous registration |
| EDWARD JONES | National bd RIA | Jan 30, 2012 | Jun 26, 2013 | no | TRUCKEE, CA|TRUCKEE, CA|ST LOUIS, MO|TRUCKEE, CA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Facet | COMMONWEALTH FINANCIAL NETWORK | May 28, 2021 | Jan 13, 2025 | 1,326 | Firm change after gap | RIA to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | Facet | May 10, 2019 | Feb 12, 2020 | 278 | Firm change | Ibd to RIA |
| ABACUS WEALTH PARTNERS | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 21, 2016 | May 11, 2016 | -71 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | ABACUS WEALTH PARTNERS | Nov 5, 2015 | Dec 23, 2015 | 48 | Firm change | Other |
| EDWARD JONES | WELLS FARGO ADVISORS | Jun 26, 2013 | Jun 28, 2013 | 2 | Firm change | Ibd to wirehouse |