DFX Intelligence

K••••• W••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

K••••• W••••• B••••••

Advisor at G•••• W••••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41cb942b-98cf-0e6c-64b8-d6e7c5bea721

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• W••••• M••••••••• L••	Independent wealth	Dec 21, 2023	n/a	yes	Cerritos, CA\|ALPHARETTA, GA\|Rolling Hills Estates, CA	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	Aug 21, 2018	Dec 8, 2023	no	Long Beach, CA\|BRENTWOOD, TN\|LONG BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	G•••• W••••• M••••••••• L••	Dec 8, 2023	Dec 21, 2023	13	Firm change	RIA to RIA
H••••• I••••••••• M••••••••• L••	V••••• C•••••• M••••••••• L••	Aug 22, 2018	Aug 21, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
119880:167816:OH:2018-08-22	Aug 22, 2018	Aug 21, 2018	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ G•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 21, 2023 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 21, 2018 to Dec 8, 2023factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 17, 2015 to Aug 22, 2018factForm ADV

Dated events

Occurred
Dec 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41cb942b-98cf-0e6c-64b8-d6e7c5bea721
First observed: Jun 17, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.