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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

ERIC JOHN STUDER

Advisor at PGIM INVESTMENTS LLC

Newtown, PA

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Search this name across graphsid dfx:ria:41d1479e-4f79-3b02-2ba5-4660a709f0df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PGIM INVESTMENTS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 13, 1993
First registration: Apr 6, 2005
Dual registered: yes, broker-dealer
Other names: RICK JOHN STUDER
IAPD individual key: 2390731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PGIM INVESTMENTS LLC	Asset manager	Dec 14, 2011	n/a	yes	Newtown, PA	Current employment
GUGGENHEIM INVESTMENTS	Asset manager	Mar 11, 2011	Sep 19, 2011	no	NEW YORK, NY	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	May 1, 2010	Feb 17, 2011	no	MINNEAPOLIS, MN	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Apr 6, 2005	May 7, 2010	no	BOSTON, MA\|YARDLEY, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GUGGENHEIM INVESTMENTS	PGIM INVESTMENTS LLC	Sep 19, 2011	Dec 14, 2011	86	Firm change	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	GUGGENHEIM INVESTMENTS	Feb 17, 2011	Mar 11, 2011	22	Firm change	Other
BOFA ADVISORS, LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	May 7, 2010	May 1, 2010	-6	Bulk transfer	Other

Relationships

Registered with (4)

→ PGIM INVESTMENTS LLCRegistered adviserregistration: current employment
Dec 14, 2011 to presentfactForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Mar 11, 2011 to Sep 19, 2011factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
May 1, 2010 to Feb 17, 2011factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 6, 2005 to May 7, 2010factForm ADV

Dated events

No dated event names this entity yet.