RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••• S•••••
- P••• I••••••••• L•• asset manager currentsince Dec 14, 2011 · Newtown, Pa
- G••••••••• I••••••••• asset managerMar 11, 2011 to Sep 19, 2011 · New York, Ny
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerMay 1, 2010 to Feb 17, 2011 · Minneapolis, Mn
- B••• A•••••••• L•• formerApr 6, 2005 to May 7, 2010 · Boston, Ma
- G••••••••• I••••••••• to P••• I••••••••• L••left Sep 19, 2011, registered Dec 14, 2011 (86 days) · Other
- C••••••• M••••••••• I••••••••• A•••••••• L•• to G••••••••• I•••••••••left Feb 17, 2011, registered Mar 11, 2011 (22 days) · Other
- B••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left May 7, 2010, registered May 1, 2010 (-6 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address