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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Vincent Emil Zupo

Advisor at SCHWAB WEALTH ADVISORY, INC.

San Diego, CA

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Search this name across graphsid dfx:ria:41d3e3b8-dd22-3b80-2eab-3af435554c12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Oct 1, 2001
First registration: Apr 22, 2008
Dual registered: yes, broker-dealer
Other names: VINNY EMIL ZUPO|VINCE ZUPO|VINCENT ZUPO
IAPD individual key: 4408548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 3, 2026	n/a	yes	San Diego, CA	Current employment
SAGE RHINO CAPITAL LLC	Independent wealth	Jul 23, 2025	Apr 15, 2026	no	MENLO PARK, CA\|San Diego, CA	Previous registration
ALPHACORE CAPITAL LLC	Independent wealth	Apr 14, 2023	Apr 4, 2025	no	LA JOLLA, CA\|El Segundo, CA	Previous registration
BRADFORD & MARZEC, LLC	Former SEC adviser	Jan 13, 2011	Nov 7, 2012	no	LOS ANGELES, CA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 22, 2008	Jan 19, 2010	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGE RHINO CAPITAL LLC	SCHWAB WEALTH ADVISORY, INC.	Apr 15, 2026	Jul 3, 2026	79	Firm change	Other
ALPHACORE CAPITAL LLC	SAGE RHINO CAPITAL LLC	Apr 4, 2025	Jul 23, 2025	110	Firm change	RIA to RIA
BRADFORD & MARZEC, LLC	ALPHACORE CAPITAL LLC	Nov 7, 2012	Apr 14, 2023	3,810	Firm change after gap	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	BRADFORD & MARZEC, LLC	Jan 19, 2010	Jan 13, 2011	359	Firm change	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jul 3, 2026 to presentfactForm ADV
→ SAGE RHINO CAPITAL LLCRegistered adviserregistration: previous registration
Jul 23, 2025 to Apr 15, 2026factForm ADV
→ ALPHACORE CAPITAL LLCRegistered adviserregistration: previous registration
Apr 14, 2023 to Apr 4, 2025factForm ADV
→ BRADFORD & MARZEC, LLCRegistered adviserregistration: previous registration
Jan 13, 2011 to Nov 7, 2012factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 22, 2008 to Jan 19, 2010factForm ADV

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
Vincent Emil Zupo left Sage Rhino Capital Llc for Schwab Wealth Advisory, Inc. (registered 2026-07-03)
Form ADVobserved 5 days ago
Occurred
Apr 4, 2025
Advisor changed firm
Vincent Emil Zupo left Alphacore Capital Llc for Sage Rhino Capital Llc (registered 2025-07-23)
Form ADVobserved 5 days ago