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C••••••••• R•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

C••••••••• R•••••• W•••

Advisor at P•• W••••• M•••••••••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:7a4ae35c-e817-9853-fbc9-64c439b7834e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 20, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Independent wealth	Jan 2, 2018	n/a	yes	OVERLAND PARK, KS	Current employment
V• W••••• A••••••• L••	Former SEC adviser	Feb 16, 2017	Dec 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V• W••••• A••••••• L••	P•• W••••• M•••••••••	Dec 31, 2017	Jan 2, 2018	2	Firm change	RIA to new firm
W•••••• • R•••	V• W••••• A••••••• L••	Feb 15, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153278:290977:KS:2017-12-31	Dec 31, 2017	Jan 2, 2018	OVERLAND PARK, KS	Firm change

Relationships

Registered with (3)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Jan 2, 2018 to presentfactForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Feb 16, 2017 to Dec 31, 2017factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
May 20, 1997 to Feb 15, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a4ae35c-e817-9853-fbc9-64c439b7834e
First observed: May 20, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.