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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PACIFIC ASSET MANAGEMENT, LLC

CRD 115157

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41f12771-0a33-ba9d-3bec-4b183a9992d5

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Jun 11, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $385MItem 5.F on the latest filing (2026-06-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $385M
Private client RAUM: $371MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $77.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 377
Individual clients: 248
High net worth clients: 122
Custody, client assets: $103M
SEC number: 801-60894
CRD: 115157
Filings on the tape: 32
First filed: Mar 30, 2012
Latest filed: Jun 11, 2026
Organised: Limited Liability Company, WA
Website: pacificasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GARY LEE LUCY	Certified Financial Planner	GIG HARBOR, WA	27	41	1	no
BRIAN WHITFIELD COX	n/a	GIG HARBOR, WA	17	18	1	no
JOSHUA A MORIN	Certified Financial Planner	GIG HARBOR, WA	11	11	1	no
RALPH GREGORY LATZA	Certified Financial Planner	GIG HARBOR, WA	5	21	7	no
PETER ANTHONY SAYAH	n/a	GIG HARBOR, WA	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COX, BRIAN, WHITFIELD	MANAGING MEMBER	C	yes	01/2012	Mar 25, 2013	Feb 28, 2024
COX, DONALD, FRANCIS	MANAGING MEMBER	B	yes	11/1998	Mar 30, 2012	Feb 28, 2024
MORIN, JOSHUA, A	CHIEF COMPLIANCE OFFICER	C	yes	03/2019	Mar 19, 2019	Feb 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHWEST ACCOUNTING GROUP	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Shelton	Wa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$385M	$385M	7	5	1	n/a	n/a
2024	Mar 18, 2025	$279M	$279M	6	4	1	n/a	n/a
2023	Feb 28, 2024	$255M	$255M	7	5	1	n/a	n/a
2022	Mar 17, 2023	$236M	$236M	7	5	1	n/a	n/a
2021	Feb 17, 2022	$249M	$243M	8	6	1	n/a	n/a
2020	Mar 16, 2021	$201M	$196M	7	5	1	n/a	n/a
2019	Feb 27, 2020	$190M	$185M	7	5	1	n/a	n/a
2018	Mar 19, 2019	$182M	$177M	8	6	1	n/a	n/a
2017	Mar 26, 2018	$198M	$194M	9	7	1	n/a	n/a
2016	Mar 1, 2017	$162M	$156M	9	7	n/a	n/a	n/a
2015	Mar 30, 2016	$150M	$144M	8	7	n/a	n/a	n/a
2014	Mar 18, 2015	$151M	$147M	8	7	n/a	n/a	n/a
2013	Mar 26, 2014	$149M	$145M	6	5	n/a	n/a	n/a
2012	Mar 25, 2013	$130M	$127M	6	5	n/a	n/a	n/a
2011	Mar 30, 2012	$121M	$121M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$385M	$279M	37.7%	$236M	17.7%	7	6	1	1

Relationships

Registered with (10)

← PETER ANTHONY SAYAHAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← RALPH GREGORY LATZAAdvisorregistration: current employment
May 7, 2021 to presentfactForm ADV
← JOSHUA A MORINAdvisorregistration: previous registration
Jan 26, 2015 to Dec 31, 2016factForm ADV
← BRIAN WHITFIELD COXAdvisorregistration: previous registration
Feb 9, 2009 to Dec 31, 2016factForm ADV
← GARY LEE LUCYAdvisorregistration: previous registration
Dec 15, 1998 to Dec 31, 2016factForm ADV
← ERIC FOSTER MCGINNISAdvisorregistration: previous registration
Jan 13, 2015 to Nov 29, 2018factForm ADV
← WILLIAM JOSEPH SCHULTHEISAdvisorregistration: previous registration
Jun 19, 2000 to Dec 31, 2007factForm ADV
← TODD DAVID FLYNNAdvisorregistration: previous registration
May 3, 2002 to Dec 31, 2007factForm ADV
← JOYCE VIRGINIA BLOOMQUISTAdvisorregistration: previous registration
Feb 25, 2005 to Dec 31, 2007factForm ADV
← KALIKOLEHUA MICHELLE VEISEHAdvisorregistration: previous registration
Aug 28, 2007 to Dec 31, 2007factForm ADV

Controls (3)

← COX, DONALD, FRANCISOwnerMANAGING MEMBER, ownership code B, individual
Mar 30, 2012 to Feb 28, 2024factForm ADV
← COX, BRIAN, WHITFIELDOwnerMANAGING MEMBER, ownership code C, individual
Mar 25, 2013 to Feb 28, 2024factForm ADV
← MORIN, JOSHUA, AOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 19, 2019 to Feb 28, 2024factForm ADV

Dated events

Occurred
Mar 20, 2026
Regulatory AUM changed
Pacific Asset Management, Llc reported RAUM $384.8M, up 38% from $279.4M (2025-11-26 to 2026-03-20)
Form ADVobserved 5 days ago
$105M
Occurred
Mar 16, 2021
Control person left
Lee Gary Lucy (Managing Member) no longer on Schedule A of Pacific Asset Management, Llc (listed 2020-06-02, absent 2021-03-16)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41f12771-0a33-ba9d-3bec-4b183a9992d5
First observed: Mar 30, 2012
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PACIFIC ASSET MANAGEMENT, LLC

CRD 115157

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41f12771-0a33-ba9d-3bec-4b183a9992d5

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARY LEE LUCY

Certified Financial Planner

GIG HARBOR, WA

BRIAN WHITFIELD COX

n/a

GIG HARBOR, WA

JOSHUA A MORIN

Certified Financial Planner

GIG HARBOR, WA

RALPH GREGORY LATZA

Certified Financial Planner

GIG HARBOR, WA

PETER ANTHONY SAYAH

n/a

GIG HARBOR, WA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COX, BRIAN, WHITFIELD

MANAGING MEMBER

yes

01/2012

Mar 25, 2013

Feb 28, 2024

COX, DONALD, FRANCIS

MANAGING MEMBER

yes

11/1998

Mar 30, 2012

Feb 28, 2024

MORIN, JOSHUA, A

CHIEF COMPLIANCE OFFICER

yes

03/2019

Mar 19, 2019

Feb 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHWEST ACCOUNTING GROUP

n/a

City

State

Country

Employees

Also broker-dealer

Shelton

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$385M

n/a

2024

Mar 18, 2025

$279M

n/a

2023

Feb 28, 2024

$255M

n/a

2022

Mar 17, 2023

$236M

n/a

2021

Feb 17, 2022

$249M

$243M

n/a

2020

Mar 16, 2021

$201M

$196M

n/a

2019

Feb 27, 2020

$190M

$185M

n/a

2018

Mar 19, 2019

$182M

$177M

n/a

2017

Mar 26, 2018

$198M

$194M

n/a

2016

Mar 1, 2017

$162M

$156M

n/a

2015

Mar 30, 2016

$150M

$144M

n/a

2014

Mar 18, 2015

$151M

$147M

n/a

2013

Mar 26, 2014

$149M

$145M

n/a

2012

Mar 25, 2013

$130M

$127M

n/a

2011

Mar 30, 2012

$121M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$385M

$279M

37.7%

$236M

17.7%