DFX Intelligence

E••• F••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

E••• F••••• M•••••••

Advisor at F•••• F•••••••• M••••••••• L•

GIG HARBOR, WA | LOMBARD, IL

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F•••••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F•••••••• M••••••••• L•	Independent wealth	May 13, 2021	n/a	yes	LOMBARD, IL\|GIG HARBOR, WA	Current employment
D••••••••• F••••••••• L••	Mixed wealth	Dec 5, 2018	Jul 2, 2021	no	Gig Harbor, WA\|MESA, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• F••••••••• L••	F•••• F•••••••• M••••••••• L•	Jul 2, 2021	May 13, 2021	-50	Firm change after gap	RIA to RIA
P•••••• A•••• M••••••••• L••	D••••••••• F••••••••• L••	Nov 29, 2018	Dec 5, 2018

Relationships

Registered with (4)

→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: current employment
May 13, 2021 to presentfactForm ADV
→ D••••••••• F••••••••• L••Registered adviserregistration: previous registration
Dec 5, 2018 to Jul 2, 2021factForm ADV
→ P•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 13, 2015 to Nov 29, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 13, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.