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R•••• G•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

R•••• G•••••• L••••

Advisor at P•••••• A•••• M••••••••• L••

GIG HARBOR, WA

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Search this name across graphsid dfx:ria:19d00e11-fe7d-c428-47ca-f7bd46433abf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••• M••••••••• L••	Independent wealth	May 7, 2021	n/a	yes	GIG HARBOR, WA	Current employment
N• S•••• • A••••••••• P•••	Former SEC adviser	Mar 11, 2020	Apr 30, 2021	no	OLYMPIA, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N• S•••• • A••••••••• P•••	P•••••• A•••• M••••••••• L••	Apr 30, 2021	May 7, 2021	7	Firm change	Other
B•••••• W••••• A•••••••• L••	N• S•••• • A••••••••• P•••	Mar 11, 2016	Mar 11, 2020

Relationships

Registered with (8)

→ P•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
May 7, 2021 to presentfactForm ADV
→ N• S•••• • A••••••••• P•••Registered adviserregistration: previous registration
Mar 11, 2020 to Apr 30, 2021factForm ADV
→ B•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 27, 2015 to Mar 11, 2016factForm ADV
→ L••••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19d00e11-fe7d-c428-47ca-f7bd46433abf
First observed: Aug 15, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.