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Advisor at ARETE WEALTH ADVISORS, LLC
CHICAGO, IL | Metairie, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | Bd affiliated wealth | Jun 16, 2023 | n/a | yes | Metairie, LA|CHICAGO, IL | Current employment |
| CENTER STREET ADVISORS, INC. | Former SEC adviser | Jan 4, 2020 | Jun 16, 2023 | no | Metairie, LA|NASHVILLE, TN|Metairie, LA | Previous registration |
| MADISON AVENUE SECURITIES, LLC | Bd affiliated wealth | Jun 22, 2018 | Dec 31, 2019 | no | Kenner, LA|METAIRIE, LA|SAN DIEGO, CA | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jun 7, 2018 | Jun 21, 2018 | no | KENNER, LA | Previous registration |
| GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES | Former SEC adviser | May 6, 2016 | Jul 26, 2017 | no | METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTER STREET ADVISORS, INC. | ARETE WEALTH ADVISORS, LLC | Jun 16, 2023 | Jun 16, 2023 | 0 | Firm change | RIA to ibd |
| MADISON AVENUE SECURITIES, LLC | CENTER STREET ADVISORS, INC. | Dec 31, 2019 | Jan 4, 2020 | 4 | Firm change | RIA to RIA |
| AE WEALTH MANAGEMENT, LLC | MADISON AVENUE SECURITIES, LLC | Jun 21, 2018 | Jun 22, 2018 | 1 | Firm change | RIA to RIA |
| GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES | AE WEALTH MANAGEMENT, LLC | Jul 26, 2017 | Jun 7, 2018 | 316 | Firm change | Other |