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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

DAVID ALAN BENDER

Advisor at SIEBERT ADVISORNXT, LLC.

Beverly Hills, CA

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Search this name across graphsid dfx:ria:41f5ee5e-52eb-f31c-e5ff-ddc2b80bf08b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 27, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIEBERT ADVISORNXT, LLC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 11
Exams: S63|S66
First exam: Apr 30, 1984
First registration: Mar 27, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1083236

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIEBERT ADVISORNXT, LLC.	Independent wealth	Oct 31, 2017	n/a	yes	Beverly Hills, CA	Current employment
STOCKCROSS FINANCIAL SERVICES, INC.	n/a	Jul 1, 2010	Dec 31, 2017	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration
JESUP & LAMONT SECURITIES CORP	n/a	Dec 9, 2009	Jul 14, 2010	no	NEW YORK, NY\|BEVERLY HILLS, CA\|SAN FRANCISCO, CA	Previous registration
MOORS & CABOT, INC	Bd affiliated wealth	Aug 21, 2007	Sep 25, 2009	no	BEVERLY HILLS, CA\|BOSTON, MA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Mar 27, 1998	Jul 5, 2002	no	ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STOCKCROSS FINANCIAL SERVICES, INC.	SIEBERT ADVISORNXT, LLC.	Dec 31, 2017	Oct 31, 2017	-61	Firm change after gap	Other
JESUP & LAMONT SECURITIES CORP	STOCKCROSS FINANCIAL SERVICES, INC.	Jul 14, 2010	Jul 1, 2010	-13	Firm change	Other
MOORS & CABOT, INC	JESUP & LAMONT SECURITIES CORP	Sep 25, 2009	Dec 9, 2009	75	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	MOORS & CABOT, INC	Jul 5, 2002	Aug 21, 2007	1,873	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6670:288572:CA:2017-12-31	Dec 31, 2017	Oct 31, 2017	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (5)

→ SIEBERT ADVISORNXT, LLC.Registered adviserregistration: current employment
Oct 31, 2017 to presentfactForm ADV
→ STOCKCROSS FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 1, 2010 to Dec 31, 2017factForm ADV
→ JESUP & LAMONT SECURITIES CORPRegistered adviserregistration: previous registration
Dec 9, 2009 to Jul 14, 2010factForm ADV
→ MOORS & CABOT, INCRegistered adviserregistration: previous registration
Aug 21, 2007 to Sep 25, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Mar 27, 1998 to Jul 5, 2002factForm ADV

Dated events

No dated event names this entity yet.