DFX Intelligence

A•••• F••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

A•••• F••••• M•••••

Advisor at S•••• S•••• F••••••••• L••

Redwood Falls, MN | ENCINITAS, CA

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Search this name across graphsid dfx:ria:420c1e92-d0ad-48c2-4680-53554f2ffeea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• S•••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• S•••• F••••••••• L••	Independent wealth	Feb 10, 2026	n/a	yes	ENCINITAS, CA\|Redwood Falls, MN	Current employment
X••• S•••••••	Independent wealth	Feb 8, 2024	Jun 9, 2026	no	REDWOOD FALLS, MN\|BOZEMAN, MT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
X••• S•••••••	S•••• S•••• F••••••••• L••	Jun 9, 2026	Feb 10, 2026	-119	Firm change after gap	RIA to RIA
N•••••• F•••••••• G•••••••	X••• S•••••••	Jul 15, 2024	Feb 8, 2024

Relationships

Registered with (4)

→ S•••• S•••• F••••••••• L••Registered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ X••• S•••••••Registered adviserregistration: previous registration
Feb 8, 2024 to Jun 9, 2026factForm ADV
→ N•••••• F•••••••• G•••••••Registered adviserregistration: previous registration
Feb 18, 2016 to Jul 15, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviser

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:420c1e92-d0ad-48c2-4680-53554f2ffeea
First observed: Dec 16, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.