DFX Intelligence

B•• R•••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B•• R•••• C••••••

B•• R•••• ASSET MANAGEMENT, LLC, CRD 156765

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4212153b-d286-022d-25e3-687515f42961

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 75
Dated events: 40
On other graphs: 5
Observed: Mar 30, 2012 to Aug 28, 2026
42 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

••• Locked

Dated 2026-06-30 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJun 30, 2026 · seen 8 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

B•• R•••• C••••••

Venture manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

B•• R•••• C••••••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Private Equityidentity

B•• R•••• C••••••

Private equity manager · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=7.0
Regulatory AUM: $4.2B••• Locked
Discretionary RAUM: $4.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 69

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•• R•••• C•••••• S••••••• G••••• E••••• F••• I• Q• L•	Private Equity Fund	$590M	Aug 28, 2026	499	Mar 31, 2023	reported	021-454963
B•• R•••• P•••••• E••••• F••• I•• L•	Private Equity Fund	$556M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• R•••• A•••• M••••••••• C••••••••• I•	Member	D	yes	01/2020	Feb 11, 2020	May 15, 2024
D••••• J••••••• R•	CHIEF FINANCIAL OFFICER	Na	yes	08/2019	Apr 3, 2020	May 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• R•••• A•••••••• L••	n/a	Asset manager	$1.2B	Y	yes	n/a
B•• R•••• C•••••• 2••• S••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•• R•••• C•••••• P••••••• I•• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.2B	$2.7B	53.1%	$2.9B	13.5%	69	54	3	0

Relationships

Affiliated with (3)

→ B•• R•••• A•••••••• L••Registered adviserother investment adviser, bank, control, common control
factForm ADV
← T•••••••• B•• R•••• A•••••••• L•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
← B•• R•••• A•••••••• L••Registered adviserother investment adviser, control
factForm ADV

Advises (62)

→ S••• V••••••• I•• L•

Dated events

Occurred
Aug 28, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Aug 28, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Aug 28, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Aug 28, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4212153b-d286-022d-25e3-687515f42961
First observed: Mar 30, 2012
Last observed: Aug 28, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.