DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bow River Capital
Legal name Bow River Asset Management, LLC
Latest filing Aug 28, 2026
First filing on the tape Mar 30, 2012 · 42 filings
SEC status approved since Apr 27, 2011
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
69
36 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
47
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$4.2B as of Aug 28, 2026
Mar 30, 2012$163M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 30, 20120 then
Employees (5.A)69 as of Aug 28, 2026
Apr 1, 20137 then
Private funds47 as of Aug 28, 2026
Mar 30, 201211 then
RAUM +53% over the last fiscal year+13% a year over threeIARs 0 to 0offices 0 to 3
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $79.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.2B, 53 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 53reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.2B for 53 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Bow River Capital Software Growth Equity Fund II Qp LP | Private Equity Fund | $563M | 499 | Mar 31, 2023 |
| Bow River Private Equity Fund III LP | Private Equity Fund | $461M | 220 | Mar 31, 2023 |
| Bow River Capital 2017-Qp Fund, LP | Private Equity Fund | $364M | 215 | Mar 29, 2018 |
| Pr Aggregator, LLC | Private Equity Fund | $339M | 4 | Mar 31, 2022 |
| Nen Investor, LLC | Private Equity Fund | $249M | 5 | Mar 31, 2021 |
| Bow River Private Equity Fund III - B LP | Private Equity Fund | $118M | 131 | Mar 31, 2023 |
| Bow River Capital 2019-Qp Software Growth Equity Fund, LP | Private Equity Fund | $104M | 221 | Mar 31, 2020 |
| Nen Aggregator, LLC | Private Equity Fund | $103M | 8 | Mar 31, 2021 |
| Bow River Capital Real Estate Fund II - Qp, L.P. | Real Estate Fund | $60.4M | 144 | Mar 29, 2019 |
| Bow River Capital Oz III, LLC | Real Estate Fund | $55.6M | 68 | Mar 31, 2021 |
| Bow River Capital Oz I, LLC | Real Estate Fund | $37.3M | 44 | Mar 31, 2020 |
| Achh Investor, LLC | Private Equity Fund | $36.6M | 6 | Mar 31, 2022 |
| Bow River Capital Software Growth Equity Fund II LP | Private Equity Fund | $35.2M | 89 | Mar 31, 2023 |
| Bow River Capital Oz V, LLC | Real Estate Fund | $32.9M | 42 | Mar 31, 2022 |
| Bow River Capital Software Growth Equity Executive Fund II LP | Private Equity Fund | $32.3M | 7 | Mar 31, 2023 |
| Brc Pe III Executive Fund LP | Private Equity Fund | $24.4M | 32 | Mar 31, 2023 |
| Bow River Capital Oz IV, LLC | Real Estate Fund | $21.9M | 49 | Mar 31, 2022 |
| Mst Infrastructure Aggregator I, LLC | Private Equity Fund | $19.1M | 7 | Oct 13, 2020 |
| Bow River General Partners 2017, LP | Private Equity Fund | $16.9M | 18 | Mar 29, 2018 |
| Bow River Capital Real Estate Fund I, LP | Real Estate Fund | $15.6M | 90 | Mar 30, 2016 |
| Bow River Capital 2017 Fund, LP | Private Equity Fund | $15.0M | 21 | Mar 29, 2018 |
| Bow River Capital 2017 Cayman Fund, LP | Private Equity Fund | $13.3M | 5 | Mar 29, 2018 |
| Bow River Capital Oz II, LLC | Real Estate Fund | $12.8M | 28 | Mar 31, 2020 |
| Bow River II Coinvest I LP | Real Estate Fund | $10.8M | 22 | Mar 31, 2022 |
| Bow River Capital 2019 Software Growth Equity Fund, LP | Private Equity Fund | $9.3M | 43 | Mar 31, 2020 |
| Bow River Capital 2011-Qp Fund, LP | Private Equity Fund | $9.2M | 86 | Mar 30, 2012 |
| Bow River Capital Real Estate Fund II, L.P. | Real Estate Fund | $9.0M | 33 | Mar 29, 2019 |
| Bow River General Partners 2019 Software Fund, LP | Private Equity Fund | $8.1M | 25 | Mar 31, 2020 |
| Bow River Capital Fund IV, LPno longer reported | Private Equity Fund | $6.8M | 79 | Mar 30, 2012 |
| Brcgp Real Estate II, LP | Real Estate Fund | $4.8M | 15 | Mar 29, 2019 |
| Xyl Coinvest Acquisition Co, LLC | Private Equity Fund | $3.3M | 15 | Mar 31, 2022 |
| Bow River Capital Real Estate Fund II - Te Feeder, L.P. | Real Estate Fund | $2.4M | 14 | Mar 29, 2024 |
| Brcgp Real Estate, LP | Real Estate Fund | $2.1M | 14 | Mar 30, 2016 |
| Bow River Capital Fund II, LPno longer reported | Private Equity Fund | $2.1M | 23 | Mar 30, 2012 |
| Midstate Super Holdco, LLCno longer reported | Private Equity Fund | $1.8M | 19 | Oct 13, 2020 |
| Bow River Capital 2011-Te Fund, LP | Private Equity Fund | $1.7M | 5 | Mar 30, 2012 |
| Bow River General Partners Investors, LPno longer reported | Private Equity Fund | $1.7M | 5 | Mar 30, 2012 |
| Bow River Capital Fund, LPno longer reported | Private Equity Fund | $1.6M | 1 | Mar 30, 2012 |
| Bow River Capital 2011 Cayman Fund, LP | Private Equity Fund | $1.5M | 6 | Mar 30, 2012 |
| Bow River General Partners 2011, LP | Private Equity Fund | $1.1M | 8 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- R Jamison Davis · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
- Clayton Jane Ingalls · Chief Operating Officercontrolsince 01/2022 · owns less than 5%
- Daniel James Kerr · Chief Compliance Officer And Senior Counselcontrolsince 07/2021 · owns less than 5%
- Ellard Blair Richardson · Chief Executive Officercontrolsince 01/2019 · owns less than 5%
- Ellard Blair Richardson · Officer, Director And Shareholdercontrolsince 01/2020 · owns 25% to 50% of Bow River Asset Management Corporation II
- Martin James Weichert · Managing Membercontrolsince 04/2000 · owns 75% or more of Weichert Enterprise, LLC
Entity owners
- Bow River Asset Management Corporation II · Memberdirect · owns 50% to 75%
- Dzmk Advisors, Inc. · Trusteeindirect · owns F of Richardson 2012 Trust
- Richardson 2012 Trust · Shareholderindirect · owns 25% to 50% of Bow River Asset Management Corporation II
- Weichert Enterprise, LLC · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Bow River Advisers, LLCinvestment adviserbankyRAUM $1.2B
- Bow River Capital 2019 Software Gp, LLCpooled vehicle sponsorn
- Bow River Capital Partners IV, LLCpooled vehicle sponsorn
- Bow River Capital Partners Non-US IV, Ltdpooled vehicle sponsorn
- Bow River Capital Re I, LLCpooled vehicle sponsorn
- Bow River Capital Re II, LLCpooled vehicle sponsorn
- Bow River Capital Re III LLCpooled vehicle sponsorn
- Bow River Capital Software Growth Equity Fund II Gp LLCpooled vehicle sponsorn
- Bow River Credit Opportunities Fund Gp LLCpooled vehicle sponsorn
- Bow River Private Equity III Gp LLCpooled vehicle sponsorn
- Brc Oz 1 LLCpooled vehicle sponsorn
- Brc Oz 2 LLCpooled vehicle sponsorn
- Brc Oz 3 LLCpooled vehicle sponsorn
- Brc Oz 4 LLCpooled vehicle sponsorn
- Brc Oz 5 LLCpooled vehicle sponsorn
Advisers that list Bow River Capital as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 43 to 53Mar 30, 2026 to Jun 30, 2026
- Advisory employees · 37 to 36Mar 30, 2026 to Jun 30, 2026
- Pooled vehicle clients · 43 to 53Mar 30, 2026 to Jun 30, 2026
- Assets in custody · $0 to $4.2BMar 30, 2026 to Jun 30, 2026
- Custody of client assets · false to trueMar 30, 2026 to Jun 30, 2026
- Employees · 61 to 69Mar 30, 2026 to Jun 30, 2026
- Other offices · 2 to 3Mar 30, 2026 to Jun 30, 2026
- Private funds · 37 to 47Mar 30, 2026 to Jun 30, 2026
- Discretionary RAUM · $3.2B to $4.2BMar 30, 2026 to Jun 30, 2026
- Pooled vehicle RAUM · $3.2B to $4.2BMar 30, 2026 to Jun 30, 2026
- RAUM · $3.2B to $4.2BMar 30, 2026 to Jun 30, 2026
- Accounts · 37 to 43May 25, 2025 to Mar 30, 2026
- BD registered reps · 5 to 7May 25, 2025 to Mar 30, 2026
- Pooled vehicle clients · 37 to 43May 25, 2025 to Mar 30, 2026
- Employees · 54 to 61May 25, 2025 to Mar 30, 2026
- Other offices · 0 to 2May 25, 2025 to Mar 30, 2026
- Private funds · 33 to 37May 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.7B to $3.2BMay 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.7B to $3.2BMay 25, 2025 to Mar 30, 2026
- RAUM · $2.7B to $3.2BMay 25, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 25, 2025
- BD registered reps · 4 to 5May 15, 2024 to Mar 28, 2025
- Accounts · 40 to 37May 15, 2024 to Mar 28, 2025
- Advisory employees · 30 to 37May 15, 2024 to Mar 28, 2025
- Pooled vehicle clients · 40 to 37May 15, 2024 to Mar 28, 2025
- Custody of client assets · true to falseMay 15, 2024 to Mar 28, 2025
- Employees · 48 to 54May 15, 2024 to Mar 28, 2025
- Private funds · 36 to 33May 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.0B to $2.7BMay 15, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.0B to $2.7BMay 15, 2024 to Mar 28, 2025
- RAUM · $3.0B to $2.7BMay 15, 2024 to Mar 28, 2025
- Advisory employees · 25 to 30May 31, 2023 to Mar 29, 2024
- BD registered reps · 5 to 4May 31, 2023 to Mar 29, 2024
- Employees · 46 to 48May 31, 2023 to Mar 29, 2024
- Private funds · 35 to 36May 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.6B to $3.0BMay 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.6B to $3.0BMay 31, 2023 to Mar 29, 2024
- RAUM · $2.6B to $3.0BMay 31, 2023 to Mar 29, 2024
- Accounts · 41 to 40Mar 31, 2023 to May 31, 2023
- Advisory activities · 2 to 1Mar 31, 2023 to May 31, 2023
Signals
21 dated events
- Bow River Capital reported RAUM $4.2B, up 33% from $3.2B (2026-03-30 to 2026-06-30)Jun 30, 2026 · RAUM change · derived
- Guy Richard Thackray (President) no longer on Schedule A of Bow River Capital (listed 2023-05-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Bow River Capital reported RAUM $2.9B, up 63% from $1.8B (2022-09-23 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Guy Richard Thackray (President) appeared on Schedule A of Bow River CapitalMar 31, 2023 · Control person joined · fact
- Bow River Capital reported RAUM $1.8B, up 96% from $898.5M (2021-07-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Clayton Jane Ingalls (Chief Operating Officer) appeared on Schedule A of Bow River CapitalMar 31, 2022 · Control person joined · fact
- Martin James Weichert (Managing Member) appeared on Schedule A of Bow River CapitalMar 31, 2022 · Control person joined · fact
- Richard C. Wham (President And Chief Operating Officer) no longer on Schedule A of Bow River Capital (listed 2021-07-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Alan Rick Pederson (Chief Strategy Officer And Managing Director) no longer on Schedule A of Bow River Capital (listed 2021-07-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Daniel James Kerr (Chief Compliance Officer And Senior Counsel) appeared on Schedule A of Bow River CapitalJul 30, 2021 · Control person joined · fact
- Maria Regina Watson (Chief Compliance Officer And General Counsel) no longer on Schedule A of Bow River Capital (listed 2021-03-31, absent 2021-07-30)Jul 30, 2021 · Control person left · inference
- Bendickson Eric Wolf (Managing Director) no longer on Schedule A of Bow River Capital (listed 2020-10-14, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- R Jamison Davis (Chief Financial Officer) appeared on Schedule A of Bow River CapitalMar 31, 2021 · Control person joined · fact
- R Jamison Davis (Chief Financial Officer) no longer on Schedule A of Bow River Capital (listed 2020-08-19, absent 2020-10-13)Oct 13, 2020 · Control person left · inference
- R Jamison Davis (Chief Financial Officer) appeared on Schedule A of Bow River CapitalApr 3, 2020 · Control person joined · fact
- Bow River Capital reported RAUM $925.2M, up 34% from $688.5M (2020-02-11 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Renee Jill Smith (Chief Financial Officer) no longer on Schedule A of Bow River Capital (listed 2019-07-19, absent 2020-02-11)Feb 11, 2020 · Control person left · inference
- Bow River Capital reported RAUM $688.5M, up 46% from $470.8M (2019-02-11 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Alan Rick Pederson (Chief Strategy Officer And Managing Director) appeared on Schedule A of Bow River CapitalMar 29, 2019 · Control person joined · fact
- Bow River Capital reported RAUM $470.8M, up 161% from $180.1M (2018-01-18 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Bow River Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 15, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Bow River Capital · Independent Sponsorsshared crd · capital_provider
- BOW River Capital · Private Equityshared crd · organization
- BOW River Capital · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/297442reportedpublic record, Form ADV, Sep 17, 2026
- Website
- bowriverevergreen.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-861-8466reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Bow River Capital is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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