DFX Intelligence

B•• R•••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B•• R•••• A•••••••• L••

CRD 325285

DENVER, CO

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Search this name across graphsid dfx:ria:6b6e36f3-198c-80d3-0261-81c907539a8d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 9
On other graphs: 0
Observed: Feb 16, 2023 to Mar 30, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=8.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• R•••• A•••• M••••••••• C••••••••• I•	Member	E	yes	02/2023	Feb 16, 2023	Mar 29, 2024
B•• R•••• A•••• M••••••••• L••	Member	D	yes	02/2023	Feb 16, 2023	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• I•••••••• L••	n/a	INSTITUTIONAL_M••••••	$329B	N	yes	n/a
M••••• S•••••• L••	n/a	Other adviser	$160B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$706M	64.6%	n/a	n/a	27	23	0	0

Relationships

Affiliated with (18)

← A••••• C•••••• L••Registered adviserother investment adviser, common control
factForm ADV
← B•• R•••• C••••••Registered adviserother investment adviser, bank, control, common control
factForm ADV
← M••••• S•••••• L••Registered adviserother investment adviser, common control
factForm ADV
← N•• I•••••••• L••Registered adviserother investment adviser, common control

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$456M
Occurred
Mar 30, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$245M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b6e36f3-198c-80d3-0261-81c907539a8d
First observed: Feb 16, 2023
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.