DFX Intelligence

K•••••• B••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

K•••••• B••• A••••••

Advisor at C••••••••• W••••• M•••••••••

Portland, OR | BELLEVUE, WA

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Search this name across graphsid dfx:ria:42137d76-d898-151e-274e-bcc6a67f6a9d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Dec 19, 2025	n/a	yes	Portland, OR\|BELLEVUE, WA	Current employment
C•••• H••• P•••••••• L••	Former SEC adviser	Jun 23, 2017	Jun 17, 2025	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• H••• P•••••••• L••	C••••••••• W••••• M•••••••••	Jun 17, 2025	Dec 19, 2025	185	Firm change	RIA to RIA
R•••••• J•••• • A••••••••• I•••	C•••• H••• P•••••••• L••	Jun 27, 2017	Jun 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
168252:108805:OR:2025-06-17	Jun 17, 2025	Dec 19, 2025	PORTLAND, OR	Firm change

Relationships

Registered with (5)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ C•••• H••• P•••••••• L••Registered adviserregistration: previous registration
Jun 23, 2017 to Jun 17, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2013 to Jun 27, 2017factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42137d76-d898-151e-274e-bcc6a67f6a9d
First observed: Jul 12, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.