DFX Intelligence

J••••• L•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)22 years in industry

J••••• L•••••• M••••••

Advisor at M••• S••••• F•••••••• S••••••••• L••

Verona, NJ | NEWTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4215a451-533d-054b-0d53-628b26463f1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• S••••• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• S••••• F•••••••• S••••••••• L••	Independent wealth	Mar 11, 2020	n/a	yes	Verona, NJ\|NEWTOWN, PA	Current employment
M••• S••••• F•••••••• S••••••••• L••	Former SEC adviser	May 10, 2017	Jul 1, 2020	no	NEWTOWN, PA\|Verona, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• S••••• F•••••••• S••••••••• L••	M••• S••••• F•••••••• S••••••••• L••	Jul 1, 2020	Mar 11, 2020	-112	Channel change	RIA to RIA
A••••• W•••••	M••• S••••• F•••••••• S••••••••• L••	May 11, 2017	May 10, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
146118:305834:NJ:2020-07-01	Jul 1, 2020	Mar 11, 2020	VERONA, NJ	Firm change after gap

Relationships

Registered with (5)

→ M••• S••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Mar 11, 2020 to presentfactForm ADV
→ M••• S••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
May 10, 2017 to Jul 1, 2020factForm ADV
→ A••••• W•••••Registered adviserregistration: previous registration
Jul 9, 2010 to May 11, 2017factForm ADV
→ N••••• A•• F•••••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4215a451-533d-054b-0d53-628b26463f1d
First observed: Sep 13, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.