DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• A•••• A••••••• G••••
SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• A•••• A••••••• G•••• | Independent wealth | Oct 1, 2025 | n/a | yes | SHELTON, CT | Current employment |
| S••••••• W••••• M••••••••• L•• | Independent wealth | Aug 18, 2016 | Sep 30, 2025 | no | North Haven, CT|PURCHASE, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••• W••••• M••••••••• L•• | I••••••••• A•••• A••••••• G•••• | Sep 30, 2025 | Oct 1, 2025 | 1 | Firm change | RIA to new firm |
| A••••••••• F•••••••• S•••••••• L•• | S••••••• W••••• M••••••••• L•• | Aug 17, 2016 | Aug 18, 2016 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | Aug 17, 2016 | no | Stratford, CT|New Haven, CT | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Apr 19, 2007 | Oct 5, 2009 | no | STRATFORD, CT|STRATFORD, CT | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Apr 1, 2002 | Aug 22, 2005 | no | STRATFORD, CT | Previous registration |
| 1 |
| Firm change |
| Other |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| W•••• F•••• A••••••• | A••••••••• A•••••• S•••••••• I••• | Aug 22, 2005 | Apr 19, 2007 | 605 | Firm change after gap | Other |