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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

INNOVATIVE ASSET ADVISORS GROUP

INNOVATIVE ASSET ADVISORS GROUP, LLC, CRD 336773

SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c481415-b558-b74e-8eaa-e0d8ba1cc9c7

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 2
On other graphs: 0
Observed: May 21, 2025 to Mar 19, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $298MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $298M
Private client RAUM: $298MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $24.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 11
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 666
Individual clients: 309
High net worth clients: 64
Custody, client assets: $298M
SEC number: 801-133714
CRD: 336773
Filings on the tape: 4
First filed: May 21, 2025
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, CT
Website: innovativeaag.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANTHONY VINCENT MINOPOLI	n/a	SHELTON, CT	1	21	1	no
KIMBERLY A GIANNONE	n/a	SHELTON, CT	0	18	2	no
CAROL A TRULUCK	Certified Financial Planner	SHELTON, CT \| North Haven, CT	0	39	5	no
MICHAEL JOSEPH ANNUNZIATA	n/a	SHELTON, CT	0	34	4	no
EDWARD ANDREW TOMASKO	Certified Financial Planner	SHELTON, CT	0	39	4	no
MARTINO MEZZA	n/a	SHELTON, CT	0	25	3	no
CHARLES CORTENS WINSTON	n/a	SHELTON, CT	0	25	2	no
Dante Paul Pasqualoni	n/a	SHELTON, CT	0	12	n/a	no
Kaitlyn Smith Anderson	n/a	SHELTON, CT	0	10	n/a	no
Michael Anderson	n/a	SHELTON, CT	0	13	n/a	no
Daniel Zapatka	n/a	SHELTON, CT	0	23	n/a	no
Amanda Grace Zapatka	n/a	SHELTON, CT	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MINOPOLI, ANTHONY, VINCENT	CHIEF EXECUTIVE / PRINCIPAL INVESTOR	E	yes	05/2025	Mar 19, 2026	Mar 19, 2026
PECCERILLO, ANTHONY	CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	05/2025	Mar 19, 2026	Mar 19, 2026
BAUDPONT CAPITAL I, LP	PRINCIPAL INVESTOR	B	no	02/2025	Mar 19, 2026	Mar 19, 2026
INNOVATIVE CPA GROUP, LLC	PRINCIPAL INVESTOR	B	no	02/2025	Mar 19, 2026	Mar 19, 2026
Shugrue, Lauren, E	PRINCIPAL INVESTOR	Na	no	02/2025	Mar 19, 2026	Mar 19, 2026
SMITH, CHARLES, DANIEL	PRINCIPAL INVESTOR	B	no	02/2025	Mar 19, 2026	Mar 19, 2026
SPEACHT, WILLIAM, HENRY	CHIEF COMPLIANCE OFFICER	Na	no	11/2025	Mar 19, 2026	Mar 19, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$298M	$298M	13	11	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	0	6	0.0%	0	0	0	7	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$298M	n/a	n/a	n/a	n/a	13	n/a	3	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.	4	Dec 22, 2025	Nov 13, 2025	SHELTON, CT	Firm absorbed	RIA to RIA	100.0%

Relationships

Owns (5)

← Shugrue, Lauren, EOwnerPRINCIPAL INVESTOR, ownership code NA, individual
Mar 19, 2026 to presentfactForm ADV
← SPEACHT, WILLIAM, HENRYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2026 to presentfactForm ADV
← SMITH, CHARLES, DANIELOwnerPRINCIPAL INVESTOR, ownership code B, individual
Mar 19, 2026 to presentfactForm ADV
← INNOVATIVE CPA GROUP, LLCOwnerPRINCIPAL INVESTOR, ownership code B, domestic entity
Mar 19, 2026 to presentfactForm ADV
← BAUDPONT CAPITAL I, LPOwnerPRINCIPAL INVESTOR, ownership code B, domestic entity
Mar 19, 2026 to presentfactForm ADV

Controls (2)

← MINOPOLI, ANTHONY, VINCENTOwnerCHIEF EXECUTIVE / PRINCIPAL INVESTOR, ownership code E, individual
Mar 19, 2026 to presentfactForm ADV
← PECCERILLO, ANTHONYOwnerCHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 19, 2026 to presentfactForm ADV

Registered with (12)

← Amanda Grace ZapatkaAdvisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← Kaitlyn Smith AndersonAdvisorregistration: current employment
Jan 29, 2026 to presentfactForm ADV
← Michael AndersonAdvisorregistration: current employment
Jan 29, 2026 to presentfactForm ADV
← Daniel ZapatkaAdvisorregistration: current employment
Jan 29, 2026 to presentfactForm ADV
← Dante Paul PasqualoniAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← CHARLES CORTENS WINSTONAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← EDWARD ANDREW TOMASKOAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← MARTINO MEZZAAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← MICHAEL JOSEPH ANNUNZIATAAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← KIMBERLY A GIANNONEAdvisorregistration: current employment
Sep 29, 2025 to presentfactForm ADV
← CAROL A TRULUCKAdvisorregistration: current employment
Sep 29, 2025 to presentfactForm ADV
← ANTHONY VINCENT MINOPOLIAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV

Moved with (1)

← FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.Registered adviser4 advisors, firm absorbed, same day
Dec 22, 2025 to Nov 13, 2025factForm ADV

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
Innovative Asset Advisors Group reported RAUM $297.9M, up 122% from $134.5M (2025-12-03 to 2026-03-19)
Form ADVobserved 4 days ago
$163M
Occurred
Dec 22, 2025
Firm absorbed
Financial Strategies Investment Advisor Services, Inc.'s advisors moved to Innovative Asset Advisors Group (Shelton, CT): 4 of 4 registered, on the same day
Form ADVobserved 4 days ago
4 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c481415-b558-b74e-8eaa-e0d8ba1cc9c7
First observed: May 21, 2025
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INNOVATIVE ASSET ADVISORS GROUP

INNOVATIVE ASSET ADVISORS GROUP, LLC, CRD 336773

SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c481415-b558-b74e-8eaa-e0d8ba1cc9c7

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANTHONY VINCENT MINOPOLI

n/a

SHELTON, CT

KIMBERLY A GIANNONE

n/a

SHELTON, CT

CAROL A TRULUCK

Certified Financial Planner

SHELTON, CT | North Haven, CT

MICHAEL JOSEPH ANNUNZIATA

n/a

SHELTON, CT

EDWARD ANDREW TOMASKO

Certified Financial Planner

SHELTON, CT

MARTINO MEZZA

n/a

SHELTON, CT

CHARLES CORTENS WINSTON

n/a

SHELTON, CT

Dante Paul Pasqualoni

n/a

SHELTON, CT

n/a

Kaitlyn Smith Anderson

n/a

SHELTON, CT

n/a

Michael Anderson

n/a

SHELTON, CT

n/a

Daniel Zapatka

n/a

SHELTON, CT

n/a

Amanda Grace Zapatka

n/a

SHELTON, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MINOPOLI, ANTHONY, VINCENT

CHIEF EXECUTIVE / PRINCIPAL INVESTOR

yes

05/2025

Mar 19, 2026

PECCERILLO, ANTHONY

CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER

yes

05/2025

Mar 19, 2026

BAUDPONT CAPITAL I, LP

PRINCIPAL INVESTOR

02/2025

Mar 19, 2026

INNOVATIVE CPA GROUP, LLC

PRINCIPAL INVESTOR

02/2025

Mar 19, 2026

Shugrue, Lauren, E

PRINCIPAL INVESTOR

02/2025

Mar 19, 2026

SMITH, CHARLES, DANIEL

PRINCIPAL INVESTOR

02/2025

Mar 19, 2026

SPEACHT, WILLIAM, HENRY

CHIEF COMPLIANCE OFFICER

11/2025

Mar 19, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$298M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$298M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

Dec 22, 2025

Nov 13, 2025

SHELTON, CT

Firm absorbed

RIA to RIA

100.0%