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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
San Antonio, TX | SUGAR LAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 18, 2026 | n/a | yes | San Antonio, TX|SUGAR LAND, TX | Current employment |
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Mar 30, 2026 | Apr 28, 2026 | no | CARMEL, IN|SAN ANTONIO, TX|New Braunfels, TX | Previous registration |
| INVESCO ADVISERS, INC. | Asset manager | Aug 9, 2013 | May 31, 2019 | no | ATLANTA, GA|HOUSTON, TX|WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 28, 2026 | May 18, 2026 | 20 | Firm change | Other |
| INVESCO ADVISERS, INC. | CAPITAL CLIENT GROUP, INC. | May 31, 2019 | Mar 30, 2026 | 2,495 | Firm change after gap | Other |