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Advisor at STABLEFORD CAPITAL LLC
Mill Valley, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STABLEFORD CAPITAL LLC | Independent wealth | Jan 13, 2015 | n/a | yes | Mill Valley, CA | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Sep 22, 2008 | Dec 8, 2014 | no | SCOTTSDALE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 9, 2005 | Sep 22, 2008 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | STABLEFORD CAPITAL LLC | Dec 8, 2014 | Jan 13, 2015 | 36 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROBERT W. BAIRD & CO. INCORPORATED | Sep 22, 2008 | Sep 22, 2008 | 0 | Firm change | Other |