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Advisor at PRATO CAPITAL MANAGEMENT
WHITE PLAINS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRATO CAPITAL MANAGEMENT | Independent wealth | Sep 26, 2018 | n/a | yes | WHITE PLAINS, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 14, 2003 | Oct 6, 2016 | no | WHITE PLAINS, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 30, 1997 | Apr 15, 2003 | no | WHITE PLAINS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | PRATO CAPITAL MANAGEMENT | Oct 6, 2016 | Sep 26, 2018 | 720 | Firm change after gap | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 15, 2003 | Apr 14, 2003 | -1 | Firm change | Wirehouse to wirehouse |