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Advisor at ASCENSUS INVESTMENT ADVISORS, LLC
NEEDHAM, MA | GARDENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENSUS INVESTMENT ADVISORS, LLC | Institutional manager | Sep 2, 2026 | n/a | yes | NEEDHAM, MA|GARDENA, CA | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 6, 2025 | Aug 26, 2025 | no | GARDENA, CA|LAKEWOOD, CA|DES MOINES, IA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 11, 2023 | Sep 23, 2024 | no | Los Angeles, CA|Lakewood, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | ASCENSUS INVESTMENT ADVISORS, LLC | Aug 26, 2025 | Sep 2, 2026 | 372 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | PRINCIPAL SECURITIES, INC. | Sep 23, 2024 | Jan 6, 2025 | 105 | Firm change | Ibd to ibd |