RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• D•••• L•••
- A••••••• I••••••••• A•••••••• L•• institutional currentsince Sep 2, 2026 · Needham, Ma
- P•••••••• S••••••••• I••• BD affiliatedJan 6, 2025 to Aug 26, 2025 · Gardena, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDApr 11, 2023 to Sep 23, 2024 · Los Angeles, Ca
- P•••••••• S••••••••• I••• to A••••••• I••••••••• A•••••••• L••left Aug 26, 2025, registered Sep 2, 2026 (372 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Sep 23, 2024, registered Jan 6, 2025 (105 days) · Affiliated broker-dealer or bank to another
- D•••••• D•••• L••• left P•••••••• S••••••••• I••• for A••••••• I••••••••• A•••••••• L•• (registered 2026-09-02)Aug 26, 2025 · Advisor changed firm · fact
- D•••••• D•••• L••• left A••••••••• F•••••••• S•••••••• L•• for P•••••••• S••••••••• I••• (registered 2025-01-06)Sep 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address