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Advisor at CAPITAL ADVISOR NETWORK
LAFAYETTE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ADVISOR NETWORK | Independent wealth | Jan 6, 2026 | n/a | yes | LAFAYETTE, IN | Current employment |
| CAPITAL ADVISOR NETWORK | Independent wealth | Jul 17, 2018 | Dec 31, 2025 | no | LAFAYETTE, IN | Previous registration |
| CENTER STREET ADVISORS, INC. | Former SEC adviser | Apr 25, 2014 | Jul 16, 2018 | no | ZIONSVILLE, IN|Lafayette, IN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Sep 21, 2011 | Nov 19, 2013 | no | INDIANAPOLIS, IN | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jan 5, 2010 | Sep 23, 2011 | no | INDIANAPOLIS, IN | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Feb 25, 2008 | Dec 15, 2009 | no | CARMEL, IN|HARTVILLE, OH|CARMEL, IN | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | May 15, 2002 | Oct 9, 2006 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTER STREET ADVISORS, INC. | CAPITAL ADVISOR NETWORK | Jul 16, 2018 | Jul 17, 2018 | 1 | Firm change | Ibd to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CENTER STREET ADVISORS, INC. | Nov 19, 2013 | Apr 25, 2014 | 157 | Firm change | Other |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Sep 23, 2011 | Sep 21, 2011 | -2 | Firm change | Other |
| B RILEY WEALTH MANAGEMENT | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Dec 15, 2009 | Jan 5, 2010 | 21 | Firm change | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | B RILEY WEALTH MANAGEMENT | Oct 9, 2006 | Feb 25, 2008 | 504 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169329:297578:IN:2018-07-16 | Jul 16, 2018 | Jul 17, 2018 | LAFAYETTE, IN | Firm change |