RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• K•••• J••••••
- C•••••• A•••••• N•••••• independent RIA currentsince Jan 6, 2026 · Lafayette, In
- C•••••• A•••••• N•••••• independent RIAJul 17, 2018 to Dec 31, 2025 · Lafayette, In
- C••••• S••••• A•••••••• I••• formerApr 25, 2014 to Jul 16, 2018 · Zionsville, In
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerSep 21, 2011 to Nov 19, 2013 · Indianapolis, In
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerJan 5, 2010 to Sep 23, 2011 · Indianapolis, In
- B• R•••• W••••• M••••••••• formerFeb 25, 2008 to Dec 15, 2009 · Carmel, In
- S•••••• N••••••• • C••••••• I••••••••• national BDMay 15, 2002 to Oct 9, 2006 · Indianapolis, In
- C••••• S••••• A•••••••• I••• to C•••••• A•••••• N••••••left Jul 16, 2018, registered Jul 17, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••• S••••• A•••••••• I•••left Nov 19, 2013, registered Apr 25, 2014 (157 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Sep 23, 2011, registered Sep 21, 2011 (-2 days) · Other
- B• R•••• W••••• M••••••••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Dec 15, 2009, registered Jan 5, 2010 (21 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to B• R•••• W••••• M•••••••••left Oct 9, 2006, registered Feb 25, 2008 (504 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address