DFX Intelligence

C••••••••• J••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)24 years in industry

C••••••••• J••• P••••••••

Advisor at C•••• A•••••••• L••

OVERLAND PARK, KS | Franklin, TN

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Search this name across graphsid dfx:ria:424f635b-9612-9cf0-603b-dfebb7a41197

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A•••••••• L••	Independent wealth	Aug 18, 2023	n/a	yes	OVERLAND PARK, KS\|Franklin, TN	Current employment
C••••• S••••• A•••••••• I•••	Former SEC adviser	Jul 15, 2020	Mar 29, 2023	no	FRANKLIN, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• A•••••••• I•••	C•••• A•••••••• L••	Mar 29, 2023	Aug 18, 2023	142	Firm change	RIA to RIA
W••••••• F•••••••• S•••••••• I•••	C••••• S••••• A•••••••• I•••	Jul 20, 2020	Jul 15, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:421:MI:2017-11-10	Nov 10, 2017	Jan 16, 2018	STERLING HEIGHTS, MI	Firm change
133763:2225:MI:2015-09-16	Sep 16, 2015	Feb 10, 2016	CLINTON TWP, MI	Firm change

Relationships

Registered with (5)

→ C•••• A•••••••• L••Registered adviserregistration: current employment
Aug 18, 2023 to presentfactForm ADV
→ C••••• S••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2020 to Mar 29, 2023factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2018 to Jul 20, 2020factForm ADV
→ S•• I••••••••• I•••

Dated events

Occurred
Mar 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:424f635b-9612-9cf0-603b-dfebb7a41197
First observed: Sep 22, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.