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CRD 312547
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• B•••• C•••••• | n/a | OVERLAND PARK, KS | 4 | 29 | n/a | yes |
| M••• A•••• A•••••• | n/a | OVERLAND PARK, KS | 4 | 31 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• M•••• A•••• | CHIEF COMPLIANCE OFFICER & CHEIF FINANCIAL OFFICER | Na | yes | 01/2020 | Mar 27, 2026 | Mar 27, 2026 |
| C••••••• W••••••• B•••• | CHIEF OPERATING OFFICER | Na | yes | 01/2020 | Mar 27, 2026 | Mar 27, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $220M | $220M | 15 | 13 | 8 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 1 | 2 | 6.3% | 0 | 0 | 0 | 9 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $220M | n/a | n/a | n/a | n/a | 15 | n/a | 8 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A•••• W••••• A•••••••• L•• | 2 | May 1, 2025 | Jan 8, 2026 | CHICAGO, IL | Team lift out | Ibd to RIA | 1.6% |
| C••••••• A••••••• N••••••• L•• | 3 | Dec 22, 2022 | Feb 12, 2026 |
| yes |
| C•••••• M•••• G•••• | n/a | OVERLAND PARK, KS | Laguna Niguel, CA | 3 | 27 | n/a | yes |
| L••••••• S•••••• S•••••••• | n/a | Pasadena, CA | OVERLAND PARK, KS | 3 | 25 | 7 | yes |
| L•• A•••• G••• | n/a | South Pasadena, CA | OVERLAND PARK, KS | 3 | 21 | 1 | no |
| C••••••••• J••• P•••••••• | Personal Financial Specialist | OVERLAND PARK, KS | Franklin, TN | 3 | 24 | 4 | yes |
| B•••• J•••• A••••• | n/a | Nashville, TN | OVERLAND PARK, KS | 2 | 25 | 6 | yes |
| K••• S••••• K•••••• | n/a | OVERLAND PARK, KS | San Diego, CA | 2 | 10 | 2 | yes |
| A••••• J••••••• C••••••• | n/a | OVERLAND PARK, KS | North Liberty, IA | 1 | 10 | 1 | yes |
| J•••• N••••••• S••••••• | n/a | Mesquite, TX | OVERLAND PARK, KS | 1 | 13 | 3 | yes |
| W••••• V•••••• N••••• | n/a | Rockwall, TX | OVERLAND PARK, KS | 1 | 13 | 4 | yes |
| C••••••••• M• W••• | n/a | Grapevine, TX | OVERLAND PARK, KS | 0 | 10 | n/a | yes |
| R••••• L•• V••••••••• | n/a | Mayflower, UT | OVERLAND PARK, KS | 0 | 39 | 5 | yes |
| L•••• D• C•• | n/a | Colleyville, TX | OVERLAND PARK, KS | 0 | 10 | 2 | yes |
| S••••••• V••••• L••••••• | n/a | OVERLAND PARK, KS | Pasadena, CA | 0 | 35 | 3 | yes |
| A•••• G•••• | n/a | Laguna Niguel, CA | OVERLAND PARK, KS | 0 | 11 | n/a | yes |
| Member |
| C |
| yes |
| 11/2022 |
| Mar 27, 2026 |
| Mar 27, 2026 |
| L•••••••• S•••••••• V••••• | CHIEF STRATEGY OFFICER | Na | yes | 11/2022 | Mar 27, 2026 | Mar 27, 2026 |
| S•••• M••••••• C••••••••• L•• | Member | C | yes | 11/2022 | Mar 27, 2026 | Mar 27, 2026 |
| V••••• P•••••• L•• | Member | D | yes | 01/2020 | Mar 27, 2026 | Mar 27, 2026 |
| PASADENA, CA |
| Team lift out |
| RIA to RIA |
| 23.1% |