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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JOSH DRESERIS

Advisor at RBC ROCHDALE, LLC

NEW YORK, NY | Topsfield, MA

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Search this name across graphsid dfx:ria:42517433-b94b-d07f-ddc0-a1e888e8c7ac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC ROCHDALE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Dec 8, 2008
First registration: Dec 10, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5551879

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC ROCHDALE, LLC	Bd affiliated wealth	Dec 18, 2025	n/a	yes	NEW YORK, NY\|Topsfield, MA	Current employment
BNY MELLON ADVISORS, INC.	Bank affiliated wealth	Jul 16, 2010	May 15, 2025	no	NEW YORK, NY\|Quincy, MA\|BOSTON, MA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Mar 2, 2010	Jul 20, 2010	no	PHILADELPHIA, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 20, 2009	Aug 7, 2009	no	RADNER, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 20, 2009	Aug 7, 2009	no	Radnor, PA	Previous registration
BRINKER CAPITAL INC	Former SEC adviser	Dec 10, 2008	Mar 20, 2009	no	BERWYN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BNY MELLON ADVISORS, INC.	RBC ROCHDALE, LLC	May 15, 2025	Dec 18, 2025	217	Firm change	RIA to ibd
JANNEY MONTGOMERY SCOTT LLC	BNY MELLON ADVISORS, INC.	Jul 20, 2010	Jul 16, 2010	-4	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 7, 2009	May 20, 2009	-79	Channel change	Other
TD AMERITRADE, INC.	JANNEY MONTGOMERY SCOTT LLC	Aug 7, 2009	Mar 2, 2010	207	Firm change	Other
BRINKER CAPITAL INC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 20, 2009	May 20, 2009	61	Firm change	Other

Relationships

Registered with (6)

→ RBC ROCHDALE, LLCRegistered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserregistration: previous registration
Jul 16, 2010 to May 15, 2025factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Mar 2, 2010 to Jul 20, 2010factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 20, 2009 to Aug 7, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 20, 2009 to Aug 7, 2009factForm ADV
→ BRINKER CAPITAL INCRegistered adviserregistration: previous registration
Dec 10, 2008 to Mar 20, 2009factForm ADV

Dated events

Occurred
May 15, 2025
Advisor changed firm
Josh Dreseris left Bny Mellon Advisors, Inc. for Rbc Rochdale, Llc (registered 2025-12-18)
Form ADVobserved 6 days ago