RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••••••
- R•• R•••••••• L•• BD affiliated currentsince Dec 18, 2025 · New York, Ny
- B•• M••••• A•••••••• I••• bank affiliatedJul 16, 2010 to May 15, 2025 · New York, Ny
- J••••• M••••••••• S•••• L•• BD affiliatedMar 2, 2010 to Jul 20, 2010 · Philadelphia, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 20, 2009 to Aug 7, 2009 · Radner, Pa
- T• A••••••••• I••• formerMay 20, 2009 to Aug 7, 2009 · Radnor, Pa
- B•••••• C•••••• I•• formerDec 10, 2008 to Mar 20, 2009 · Berwyn, Pa
- B•• M••••• A•••••••• I••• to R•• R•••••••• L••left May 15, 2025, registered Dec 18, 2025 (217 days) · RIA to affiliated broker-dealer or bank
- J••••• M••••••••• S•••• L•• to B•• M••••• A•••••••• I•••left Jul 20, 2010, registered Jul 16, 2010 (-4 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 7, 2009, registered May 20, 2009 (-79 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to J••••• M••••••••• S•••• L••left Aug 7, 2009, registered Mar 2, 2010 (207 days) · Other
- B•••••• C•••••• I•• to T• A••••••••• I••••••••• M••••••••• L••left Mar 20, 2009, registered May 20, 2009 (61 days) · Other
- J••• D••••••• left B•• M••••• A•••••••• I••• for R•• R•••••••• L•• (registered 2025-12-18)May 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address