DFX Intelligence

N••••• R••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

N••••• R••••• M•••••

Advisor at F••••• M••••• W••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:42851b00-ffe0-d411-7487-db0a8524104b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• M••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• M••••• W••••• A•••••••• L••	Independent wealth	Jan 14, 2026	n/a	yes	Woodbury, NY\|New York City, NY\|SPRINGFIELD, MO\|Iselin, NJ	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Feb 28, 2025	Jan 2, 2026	no	New York, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	F••••• M••••• W••••• A•••••••• L••	Jan 2, 2026	Jan 14, 2026	12	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	H••• S••••••••• •••• I•••	Jan 24, 2025	Feb 28, 2025

Relationships

Registered with (7)

→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Feb 28, 2025 to Jan 2, 2026factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 17, 2020 to Jan 24, 2025factForm ADV
→ M••••••

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
N••••• R••••• M••••• left H••• S••••••••• •••• I••• for F••••• M••••• W••••• A•••••••• L•• (registered 2026-01-14)
Form ADVobserved 7 days ago
Occurred
Jan 24, 2025
Advisor changed firm
N••••• R••••• M••••• left A•••••• A••••••• S••••••• for H••• S••••••••• •••• I••• (registered 2025-02-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42851b00-ffe0-d411-7487-db0a8524104b
First observed: Jan 1, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.