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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

COLLEEN MCELROY-MATHIS

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | NEW FLORENCE, MO

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Search this name across graphsid dfx:ria:42a28c57-ae10-6813-102b-e55122892e95

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 4
Exams: S63|S66
First exam: May 30, 1996
First registration: Nov 24, 2004
Dual registered: yes, broker-dealer
Other names: COLLEEN MARY MCELROY|COLLEEN MARY MCELROY|COLLEEN MARY MCELROY-MATHIS
IAPD individual key: 2700579

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 15, 2026	n/a	yes	ST. LOUIS, MO\|NEW FLORENCE, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2008	n/a	yes	ST. LOUIS, MO\|NEW FLORENCE, MO	Current employment
HATTERAS INVESTMENT PARTNERS LLC	Former SEC adviser	Sep 10, 2007	Dec 18, 2007	no	RALEIGH, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 12, 2007	Jul 30, 2007	no	RICHMOND, VA\|PEACHTREE CITY, GA\|NARRAGANSETT, RI\|OKEMOS, MI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 24, 2004	Apr 12, 2007	no	RICHMOND, VA\|GLEN ALLEN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HATTERAS INVESTMENT PARTNERS LLC	WELLS FARGO ADVISORS	Dec 18, 2007	Jan 3, 2008	16	Firm change	Other
WELLS FARGO ADVISORS	HATTERAS INVESTMENT PARTNERS LLC	Jul 30, 2007	Sep 10, 2007	42	Firm change	Other
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Apr 12, 2007	Apr 12, 2007	0	Channel change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 24, 2004 to Apr 12, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 12, 2007 to Jul 30, 2007factForm ADV
→ HATTERAS INVESTMENT PARTNERS LLCRegistered adviserregistration: previous registration
Sep 10, 2007 to Dec 18, 2007factForm ADV

Dated events

No dated event names this entity yet.