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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HATTERAS INVESTMENT PARTNERS LLC

CRD 128703

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fde826a5-af59-1713-42e9-fee816da884a

Data as of Mar 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2011 to Mar 28, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2014-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 40
Advisory employees: 4
Accounts: 1
SEC number: 801-62608
CRD: 128703
Filings on the tape: 6
First filed: Nov 11, 2011
Latest filed: Mar 28, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HATTERAS CORE ALTERNATIVES 3C1 FUND, L.P.	Other Private Fund	$15.9M	Apr 1, 2013	20	Mar 29, 2012	reported	021-59453
HATTERAS CORE ALTERNATIVES OFFSHORE FUND, LTD	Other Private Fund	$8.6M	Apr 1, 2013	16	Mar 29, 2012	reported	021-63880

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCM GROUP, LLC	Owner	E	yes	01/2012	Apr 1, 2013	Mar 28, 2014
MORGAN CREEK CAPITAL MANAGEMENT, LLC	Owner	C	yes	09/2003	Nov 11, 2011	Mar 28, 2014
PERKINS, DAVID, BRIEN	CEO/FOUNDER/MANAGING MEMBER	D	yes	02/2012	Nov 11, 2011	Mar 28, 2014
YUSKO, MARK, WILLIAM	President	D	yes	01/2012	Nov 11, 2011	Mar 28, 2014
BAKER, ROBERT, LANCE	CHIEF FINANCIAL OFFICER	Na	no	03/2008	Nov 11, 2011	Mar 28, 2014
CHICA, ANDREW, PAUL	CHIEF COMPLIANCE OFFICER	Na	no	01/2008	Nov 11, 2011	Mar 28, 2014
FIELDS, JAMES, MICHAEL	Coo	Na	no	03/2008	Nov 11, 2011	Mar 28, 2014
WORTHINGTON, ROBERT, LESLIE	President	Na	no	09/2007	Nov 11, 2011	Mar 28, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
MORGAN CREEK CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$1.8B	N	no	n/a
HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC	n/a	Former SEC adviser	$87.9M	N	yes	n/a
HATTERAS CAPITAL DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
HATTERAS CAPITAL INVESTMENT PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
HATTERAS INVESTMENT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014	$1.2B	$1.2B	40	4	n/a	n/a	n/a
2012	Apr 1, 2013	$1.3B	$1.3B	45	5	n/a	2	$24.4M
2011	Mar 29, 2012	$1.5B	$1.5B	n/a	n/a	n/a	2	$33.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.2B	$1.3B	-12.1%	n/a	n/a	40	45	n/a	n/a

Relationships

Affiliated with (5)

→ HATTERAS ALTERNATIVE MUTUAL FUNDS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ MORGAN CREEK CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV
→ HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HATTERAS ALTERNATIVE MUTUAL FUNDS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Owns (4)

← WORTHINGTON, ROBERT, LESLIEOwnerPRESIDENT, ownership code NA, individual
Nov 11, 2011 to presentfactForm ADV
← CHICA, ANDREW, PAULOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 11, 2011 to presentfactForm ADV
← FIELDS, JAMES, MICHAELOwnerCOO, ownership code NA, individual
Nov 11, 2011 to presentfactForm ADV
← BAKER, ROBERT, LANCEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 11, 2011 to presentfactForm ADV

Controls (4)

← PERKINS, DAVID, BRIENOwnerCEO/FOUNDER/MANAGING MEMBER, ownership code D, individual
Nov 11, 2011 to presentfactForm ADV
← YUSKO, MARK, WILLIAMOwnerPRESIDENT, ownership code D, individual
Nov 11, 2011 to presentfactForm ADV
← MCCM GROUP, LLCOwnerOWNER, ownership code E, domestic entity
Apr 1, 2013 to presentfactForm ADV
← MORGAN CREEK CAPITAL MANAGEMENT, LLCOwnerOWNER, ownership code C, domestic entity
Nov 11, 2011 to presentfactForm ADV

Advises (2)

→ HATTERAS CORE ALTERNATIVES 3C1 FUND, L.P.Private fundOther Private Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ HATTERAS CORE ALTERNATIVES OFFSHORE FUND, LTDPrivate fundOther Private Fund, IA
Mar 29, 2012 to presentfactForm ADV

Registered with (6)

← DAVID BRIEN PERKINSAdvisorregistration: previous registration
Feb 13, 2008 to Jul 31, 2014factForm ADV
← Scott Edward McCaffreyAdvisorregistration: previous registration
Apr 11, 2011 to Aug 10, 2012factForm ADV
← DARYL GREGORY REGENAUERAdvisorregistration: previous registration
Jan 28, 2010 to Aug 25, 2011factForm ADV
← JILL ANN JENSENAdvisorregistration: previous registration
Apr 10, 2008 to Aug 25, 2011factForm ADV
← COLLEEN MCELROY-MATHISAdvisorregistration: previous registration
Sep 10, 2007 to Dec 18, 2007factForm ADV
← JASON K WILLIAMSAdvisorregistration: previous registration
Jan 11, 2007 to Nov 1, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fde826a5-af59-1713-42e9-fee816da884a
First observed: Nov 11, 2011
Last observed: Mar 28, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HATTERAS INVESTMENT PARTNERS LLC

CRD 128703

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fde826a5-af59-1713-42e9-fee816da884a

Data as of Mar 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HATTERAS CORE ALTERNATIVES 3C1 FUND, L.P.

Other Private Fund

$15.9M

Apr 1, 2013

Mar 29, 2012

reported

021-59453

HATTERAS CORE ALTERNATIVES OFFSHORE FUND, LTD

Other Private Fund

$8.6M

Apr 1, 2013

Mar 29, 2012

reported

021-63880

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCM GROUP, LLC

Owner

yes

01/2012

Apr 1, 2013

Mar 28, 2014

MORGAN CREEK CAPITAL MANAGEMENT, LLC

Owner

yes

09/2003

Nov 11, 2011

Mar 28, 2014

PERKINS, DAVID, BRIEN

CEO/FOUNDER/MANAGING MEMBER

yes

02/2012

Nov 11, 2011

Mar 28, 2014

YUSKO, MARK, WILLIAM

President

yes

01/2012

Nov 11, 2011

Mar 28, 2014

BAKER, ROBERT, LANCE

CHIEF FINANCIAL OFFICER

03/2008

Nov 11, 2011

Mar 28, 2014

CHICA, ANDREW, PAUL

CHIEF COMPLIANCE OFFICER

01/2008

Nov 11, 2011

Mar 28, 2014

FIELDS, JAMES, MICHAEL

Coo

03/2008

Nov 11, 2011

Mar 28, 2014

WORTHINGTON, ROBERT, LESLIE

President

09/2007

Nov 11, 2011

Mar 28, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

MORGAN CREEK CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$1.8B

n/a

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

n/a

Former SEC adviser

$87.9M

yes

n/a

HATTERAS CAPITAL DISTRIBUTORS, LLC

n/a

yes

n/a

HATTERAS CAPITAL INVESTMENT PARTNERS, LLC

n/a

yes

n/a

HATTERAS INVESTMENT MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 28, 2014

$1.2B

n/a

2012

Apr 1, 2013

$1.3B

n/a

$24.4M

2011

Mar 29, 2012

$1.5B

n/a

$33.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$1.2B

$1.3B

-12.1%

n/a