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RIA / WealthAdvisor24 years in industry

Vincenzo Fragomeni

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

ALISO VIEJO, CA | Bethesda, MD

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Search this name across graphsid dfx:ria:42b365bf-7c4e-2438-0811-d224cbe70bbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE RETIREMENT ADVISORY
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 13
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 21, 2005
First registration: Feb 25, 2002
Dual registered: no
IAPD individual key: 4367585

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Apr 20, 2023	n/a	yes	Bethesda, MD\|ALISO VIEJO, CA	Current employment
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Dec 1, 2022	Mar 28, 2023	no	ALISO VIEJO, CA\|Bethesda, MD	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Mar 17, 2021	Dec 1, 2022	no	AUSTIN, TX\|Bethesda, MD	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 27, 2017	Apr 2, 2019	no	ROCKVILLE, MD	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Feb 18, 2015	Oct 13, 2017	no	Fulton, MD	Previous registration
PLANNING SOLUTIONS GROUP, LLC	Former SEC adviser	Jan 29, 2015	Nov 15, 2017	no	FULTON, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 16, 2013	Jan 27, 2015	no	GAITHERSBURG, MD	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 19, 2012	Apr 22, 2013	no	CLARKSVILLE, MD	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 6, 2012	Sep 7, 2012	no	Hunt Valley, MD	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jan 4, 2011	Jan 17, 2012	no	BETHESDA, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 16, 2010	no	Washington, DC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 9, 2006	Jun 1, 2009	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Apr 27, 2005	Feb 23, 2006	no	WASHINGTON, DC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 25, 2002	Jun 29, 2002	no	FALLS CHURCH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	WEALTHSPIRE RETIREMENT ADVISORY	Dec 1, 2022	Dec 1, 2022	0	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	KESTRA ADVISORY SERVICES, LLC	Apr 2, 2019	Mar 17, 2021	715	Firm change after gap	Ibd to ibd
PLANNING SOLUTIONS GROUP, LLC	TRIAD ADVISORS, LLC	Nov 15, 2017	Feb 18, 2015	-1,001	Firm change after gap	Other
TRIAD ADVISORS, LLC	COMMONWEALTH FINANCIAL NETWORK	Oct 13, 2017	Oct 27, 2017	14	Firm change	Other
WELLS FARGO ADVISORS	PLANNING SOLUTIONS GROUP, LLC	Jan 27, 2015	Jan 29, 2015	2	Firm change	Other
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Apr 22, 2013	Apr 16, 2013	-6	Firm change	Other
PRUCO SECURITIES, LLC	PNC WEALTH MANAGEMENT	Sep 7, 2012	Oct 19, 2012	42	Firm change	Other
NEXT FINANCIAL GROUP, INC.	PRUCO SECURITIES, LLC	Jan 17, 2012	Mar 6, 2012	49	Firm change	Other
MORGAN STANLEY	NEXT FINANCIAL GROUP, INC.	Aug 16, 2010	Jan 4, 2011	141	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 23, 2006	May 9, 2006	75	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	LEGG MASON WOOD WALKER, INCORPORATED	Jun 29, 2002	Apr 27, 2005	1,033	Firm change after gap	Other

Relationships

Registered with (13)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: previous registration
Dec 1, 2022 to Mar 28, 2023factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 17, 2021 to Dec 1, 2022factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 27, 2017 to Apr 2, 2019factForm ADV
→ PLANNING SOLUTIONS GROUP, LLCRegistered adviserregistration: previous registration
Jan 29, 2015 to Nov 15, 2017factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 18, 2015 to Oct 13, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 16, 2013 to Jan 27, 2015factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 19, 2012 to Apr 22, 2013factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 6, 2012 to Sep 7, 2012factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 4, 2011 to Jan 17, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 16, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 9, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Apr 27, 2005 to Feb 23, 2006factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 25, 2002 to Jun 29, 2002factForm ADV

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
Vincenzo Fragomeni left Kestra Advisory Services, Llc for Wealthspire Retirement Advisory (registered 2022-12-01)
Form ADVobserved 4 days ago