RIA Intelligence

• Wealthspire Retirement Advisory institutional current
  since Apr 20, 2023 · Bethesda, Md
• Wealthspire Retirement Advisory institutional
  Dec 1, 2022 to Mar 28, 2023 · Aliso Viejo, Ca
• Kestra Advisory Services, LLC BD affiliated
  Mar 17, 2021 to Dec 1, 2022 · Austin, Tx
• Commonwealth Financial Network national BD
  Oct 27, 2017 to Apr 2, 2019 · Rockville, Md
• Triad Advisors, LLC former
  Feb 18, 2015 to Oct 13, 2017 · Fulton, Md
• Planning Solutions Group, LLC former
  Jan 29, 2015 to Nov 15, 2017 · Fulton, Md
• Wells Fargo Advisors wirehouse
  Apr 16, 2013 to Jan 27, 2015 · Gaithersburg, Md
• Pnc Wealth Management BD affiliated
  Oct 19, 2012 to Apr 22, 2013 · Clarksville, Md
• Pruco Securities, LLC no RAUM
  Mar 6, 2012 to Sep 7, 2012 · Hunt Valley, Md
• Next Financial Group, Inc. former
  Jan 4, 2011 to Jan 17, 2012 · Bethesda, Md
• Morgan Stanley wirehouse
  Jun 1, 2009 to Aug 16, 2010 · Washington, Dc
• Citigroup Global Markets Inc. BD affiliated
  May 9, 2006 to Jun 1, 2009 · Washington, Dc
• Legg Mason Wood Walker, Incorporated unclassified
  Apr 27, 2005 to Feb 23, 2006 · Washington, Dc
• Equitable Advisors, LLC national BD
  Feb 25, 2002 to Jun 29, 2002 · Falls Church, Va

• Kestra Advisory Services, LLC to Wealthspire Retirement Advisory
  left Dec 1, 2022, registered Dec 1, 2022 (0 days) · Other
• Commonwealth Financial Network to Kestra Advisory Services, LLC
  left Apr 2, 2019, registered Mar 17, 2021 (715 days) · Affiliated broker-dealer or bank to another
• Planning Solutions Group, LLC to Triad Advisors, LLC
  left Nov 15, 2017, registered Feb 18, 2015 (-1001 days) · Other
• Triad Advisors, LLC to Commonwealth Financial Network
  left Oct 13, 2017, registered Oct 27, 2017 (14 days) · Other
• Wells Fargo Advisors to Planning Solutions Group, LLC
  left Jan 27, 2015, registered Jan 29, 2015 (2 days) · Other
• Pnc Wealth Management to Wells Fargo Advisors
  left Apr 22, 2013, registered Apr 16, 2013 (-6 days) · Other
• Pruco Securities, LLC to Pnc Wealth Management
  left Sep 7, 2012, registered Oct 19, 2012 (42 days) · Other
• Next Financial Group, Inc. to Pruco Securities, LLC
  left Jan 17, 2012, registered Mar 6, 2012 (49 days) · Other
• Morgan Stanley to Next Financial Group, Inc.
  left Aug 16, 2010, registered Jan 4, 2011 (141 days) · Other
• Citigroup Global Markets Inc. to Morgan Stanley
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.
  left Feb 23, 2006, registered May 9, 2006 (75 days) · corporate re-registration, not a move
• Equitable Advisors, LLC to Legg Mason Wood Walker, Incorporated
  left Jun 29, 2002, registered Apr 27, 2005 (1033 days) · Other

• Vincenzo Fragomeni left Kestra Advisory Services, Llc for Wealthspire Retirement Advisory (registered 2022-12-01)
  Dec 1, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address