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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DAVID FRANCIS VITT

Advisor at REALTA INVESTMENT ADVISORS, INC

WILMINGTON, DE | ARLINGTON, VA

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Search this name across graphsid dfx:ria:42b87f62-c771-015b-fe72-c7b3e5b6bdc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REALTA INVESTMENT ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Jun 18, 1999
First registration: Jun 11, 2002
Dual registered: yes, broker-dealer
Other names: DAVID FRANCIS VITT
IAPD individual key: 3243506

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Mar 24, 2020	n/a	yes	WILMINGTON, DE\|ARLINGTON, VA	Current employment
UNITED BROKERAGE SERVICES INC	Bd affiliated wealth	Mar 28, 2018	Dec 26, 2019	no	CENTREVILLE, VA\|WASHINGTON, DC\|Washington, DC\|Washington, DC	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Mar 30, 2018	no	SEATTLE, WA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Apr 27, 2010	Jan 28, 2015	no	MELVILLE, NY\|MCLEAN, VA	Previous registration
CHEVY CHASE FINANCIAL SERVICES	n/a	Jun 11, 2002	May 7, 2010	no	BETHESDA, MD\|BETHESDA, MD\|BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED BROKERAGE SERVICES INC	REALTA INVESTMENT ADVISORS, INC	Dec 26, 2019	Mar 24, 2020	89	Firm change	RIA to ibd
CAPITAL ONE ADVISORS, LLC	UNITED BROKERAGE SERVICES INC	Mar 30, 2018	Mar 28, 2018	-2	Firm change	Ibd to RIA
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
CHEVY CHASE FINANCIAL SERVICES	CAPITAL ONE FINANCIAL ADVISORS LLC	May 7, 2010	Apr 27, 2010	-10	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136865:39062:WA:2018-03-26	Mar 30, 2018	Mar 28, 2018	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: current employment
Mar 24, 2020 to presentfactForm ADV
→ UNITED BROKERAGE SERVICES INCRegistered adviserregistration: previous registration
Mar 28, 2018 to Dec 26, 2019factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Mar 30, 2018factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Apr 27, 2010 to Jan 28, 2015factForm ADV
→ CHEVY CHASE FINANCIAL SERVICESRegistered adviserregistration: previous registration
Jun 11, 2002 to May 7, 2010factForm ADV

Dated events

No dated event names this entity yet.