DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Francis Vitt
Feed of 09/14/2026
Also filed as David Francis Vitt
At current firm
6 y
since Mar 24, 2020
In the industry
27 y
since Jun 18, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Realta Investment Advisors, Inc BD affiliated currentsince Mar 24, 2020 · Wilmington, De
- United Brokerage Services Inc BD affiliatedMar 28, 2018 to Dec 26, 2019 · Centreville, Va
- Capital One Advisors, LLC formerJan 28, 2015 to Mar 30, 2018 · Seattle, Wa
- Capital One Financial Advisors LLC unclassifiedApr 27, 2010 to Jan 28, 2015 · Melville, Ny
- Chevy Chase Financial Services unclassifiedJun 11, 2002 to May 7, 2010 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- United Brokerage Services Inc to Realta Investment Advisors, Incleft Dec 26, 2019, registered Mar 24, 2020 (89 days) · RIA to affiliated broker-dealer or bank
- Capital One Advisors, LLC to United Brokerage Services Incleft Mar 30, 2018, registered Mar 28, 2018 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Capital One Financial Advisors LLC to Capital One Advisors, LLCleft Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
- Chevy Chase Financial Services to Capital One Financial Advisors LLCleft May 7, 2010, registered Apr 27, 2010 (-10 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address