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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

ANTHONY JOSEPH CAPUTO

Advisor at GRANTVEST FINANCIAL GROUP LLC

MATAWAN, NJ

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Search this name across graphsid dfx:ria:42e4ef5d-cfbf-cbb2-2ef8-1059341a23d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRANTVEST FINANCIAL GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 25, 2006
First registration: Dec 7, 2006
Dual registered: yes, broker-dealer
Other names: ANTHONY CAPUTO
IAPD individual key: 5105611

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRANTVEST FINANCIAL GROUP LLC	Independent wealth	Nov 9, 2022	n/a	yes	MATAWAN, NJ	Current employment
NFSG CORPORATION	Bd affiliated wealth	Sep 2, 2009	Jun 5, 2013	no	BOCA RATON, FL	Previous registration
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	Independent wealth	Jan 9, 2008	Jun 17, 2010	no	RED BANK, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 7, 2006	Dec 17, 2007	no	EAST BRUNSWICK, NJ\|MONROE, NJ\|E. BRUNSWICK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NFSG CORPORATION	GRANTVEST FINANCIAL GROUP LLC	Jun 5, 2013	Nov 9, 2022	3,444	Firm change after gap	Other
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	NFSG CORPORATION	Jun 17, 2010	Sep 2, 2009	-288	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	Dec 17, 2007	Jan 9, 2008	23	Firm change	Other

Relationships

Registered with (4)

→ GRANTVEST FINANCIAL GROUP LLCRegistered adviserregistration: current employment
Nov 9, 2022 to presentfactForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Sep 2, 2009 to Jun 5, 2013factForm ADV
→ GARDEN STATE INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 9, 2008 to Jun 17, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 7, 2006 to Dec 17, 2007factForm ADV

Dated events

No dated event names this entity yet.