DFX Intelligence

K•••••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

K•••••• O••••••••

Advisor at B••••••••• C•••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:42f01876-8b54-c286-3ffa-0ed22404f0f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C•••••• M••••••••• L••	Independent wealth	Jun 8, 2020	n/a	yes	FLEMINGTON, NJ\|WHEATON, IL\|Flemington, NJ	Current employment
B•••••• I••••••••• A•••••••	Former SEC adviser	Jul 29, 2019	Jun 25, 2020	no	Flemington, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• I••••••••• A•••••••	B••••••••• C•••••• M••••••••• L••	Jun 25, 2020	Jun 8, 2020	-17	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 8, 2020 to presentfactForm ADV
→ B•••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Jul 29, 2019 to Jun 25, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42f01876-8b54-c286-3ffa-0ed22404f0f1
First observed: Jul 29, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.