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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

TRACEY COLLINS HIGGINBOTHAM

Advisor at LATITUDE ADVISORS, LLC

COCOA, FL | YORKVILLE, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LATITUDE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Dec 4, 2003
First registration: Mar 13, 2000
Dual registered: yes, broker-dealer
Other names: TRACEY C HICKS|TRACEY C HIGGINBOTHAM|TRACEY COLLINS HICKS|TRAZEY COLLINS HIGGINBOTHAM
IAPD individual key: 2209217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LATITUDE ADVISORS, LLC	Independent wealth	Jan 4, 2010	n/a	yes	COCOA, FL\|YORKVILLE, IL	Current employment
MEDALLION ADVISORY SERVICES, LLC	n/a	Aug 10, 2006	Dec 15, 2009	no	COCOA, FL\|COCOA, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 8, 2004	Aug 26, 2006	no	COCOA, FL	Previous registration
GENWORTH FINANCIAL PLANNING CORPORATION	n/a	Mar 13, 2000	Oct 29, 2004	no	COCOA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MEDALLION ADVISORY SERVICES, LLC	LATITUDE ADVISORS, LLC	Dec 15, 2009	Jan 4, 2010	20	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	MEDALLION ADVISORY SERVICES, LLC	Aug 26, 2006	Aug 10, 2006	-16	Firm change	Other
GENWORTH FINANCIAL PLANNING CORPORATION	CETERA INVESTMENT ADVISERS LLC	Oct 29, 2004	Jul 8, 2004	-113	Firm change after gap	Other

Relationships

Registered with (4)

→ LATITUDE ADVISORS, LLCRegistered adviserregistration: current employment
Jan 4, 2010 to presentfactForm ADV
→ MEDALLION ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 10, 2006 to Dec 15, 2009factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jul 8, 2004 to Aug 26, 2006factForm ADV
→ GENWORTH FINANCIAL PLANNING CORPORATIONRegistered adviserregistration: previous registration
Mar 13, 2000 to Oct 29, 2004factForm ADV

Dated events

No dated event names this entity yet.