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P•••••• O••••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

P•••••• O••••••• D••••

Advisor at I••••• F•••••••• L••

PASADENA, CA

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Search this name across graphsid dfx:ria:42f52fc1-59aa-cbec-0706-d1465a16380f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• F•••••••• L••	Independent wealth	Jun 6, 2017	n/a	yes	PASADENA, CA	Current employment
P••••••• C•••••• A••••••• C•••••••••	Former SEC adviser	Oct 29, 2012	May 18, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	I••••• F•••••••• L••	May 18, 2017	Jun 6, 2017	19	Firm change	Other
T• A••••••••• I••••••••• M••••••••• L••	P••••••• C•••••• A••••••• C•••••••••	Oct 26, 2012

Relationships

Registered with (7)

→ I••••• F•••••••• L••Registered adviserregistration: current employment
Jun 6, 2017 to presentfactForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Oct 29, 2012 to May 18, 2017factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 22, 2009 to Oct 26, 2012factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42f52fc1-59aa-cbec-0706-d1465a16380f
First observed: Aug 10, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.